-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IQZ8bKdaE+panrFMP+lFCNDqgsOH9X51b3iBr0guyTWlyiScSLggauv/YWbmolG4 Po+EN82FbiOxVfm1QWE7Fg== 0001181431-06-069444.txt : 20061213 0001181431-06-069444.hdr.sgml : 20061213 20061213170913 ACCESSION NUMBER: 0001181431-06-069444 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061212 FILED AS OF DATE: 20061213 DATE AS OF CHANGE: 20061213 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOELMAN LAWRENCE CENTRAL INDEX KEY: 0001249432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 061274812 BUSINESS ADDRESS: STREET 1: 2144 MICHELSON DR CITY: IRVINE STATE: CA ZIP: 92612-1304 BUSINESS PHONE: 9492606732 4 1 rrd138562.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0202 4 2006-12-12 0 0000947661 DIEDRICH COFFEE INC DDRX 0001249432 GOELMAN LAWRENCE 28 EXECUTIVE PARK SUITE 200 IRVINE CA 92614 1 0 0 0 Employee Stock Option (right to buy) 3.575 2006-12-12 4 A 0 15000 0 A 2016-12-12 Common Stock 15000 93750 D The options vest and become exercisable on the earlier of (i) the first anniversary of the grant date and (ii) immediately prior to the annual meeting of stockholders following the grant date. /s/ Lawrence Goleman 2006-12-13 -----END PRIVACY-ENHANCED MESSAGE-----