-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhKI502O9d+fKcnty3hypSb9pQWg3/L1ibaS1MLJk3n3QyZbeb/I25/JSWp/rW9A lL0/mx61CJeiIKflB++YCw== 0001181431-04-058066.txt : 20041210 0001181431-04-058066.hdr.sgml : 20041210 20041210175358 ACCESSION NUMBER: 0001181431-04-058066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041206 FILED AS OF DATE: 20041210 DATE AS OF CHANGE: 20041210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 28 EXECUTIVE PARK STREET 2: SUITE 200 CITY: IRVINE STATE: CA ZIP: 92614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCER RICHARD S III CENTRAL INDEX KEY: 0001235465 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 041197403 BUSINESS ADDRESS: STREET 1: 200 EVENTH AVENUE STE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 MAIL ADDRESS: STREET 1: 200 SEVENTH AVENUE STE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 4 1 rrd61003.xml FORM 4 X0202 4 2004-12-06 0 0000947661 DIEDRICH COFFEE INC DDRX 0001235465 SPENCER RICHARD S III 200 SEVENTH AVENUE SUITE 105 SANTA CRUZ CA 95602 1 0 0 0 Employee Stock Option (right to buy) 4.645 2004-12-06 4 A 0 15000 0 D 2014-12-06 Common Stock 15000 33750 D The options will become exerciseable upon the earlies of (a) the first anniversary of the grant date or (b) immediately prior to thr annual meeting of stockhoklders of the Company next following the grant date. /s/ Richard Spencer 2004-12-10 -----END PRIVACY-ENHANCED MESSAGE-----