rrd38766_43624.html

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ap+3dXntvy2CWDSVeZG4Fv++D5+IvZW5vUNGfC/YKHXoewZlmsgCi/0BWngSZhFk PYteqOVDeIh7fWjGYsALGg== 0001181431-04-034809.txt : 20040709 0001181431-04-034809.hdr.sgml : 20040709 20040709193652 ACCESSION NUMBER: 0001181431-04-034809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040709 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: 2144 MICHELSON DRIVE STREET 2: STE A CITY: IRVINE STATE: CA ZIP: 9262682612 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 2144 MICHELSON DRIVE CITY: IRVINE STATE: CA ZIP: 92612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEESCHEN PAUL C CENTRAL INDEX KEY: 0001038518 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 04908918 BUSINESS ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE STREET 2: SUITE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 7146441850 MAIL ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE STREET 2: STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sequoia Enterprises, L.P. CENTRAL INDEX KEY: 0001296809 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 04908917 BUSINESS ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92662 BUSINESS PHONE: 949-644-1850 MAIL ADDRESS: STREET 1: 450 NEWPORT CENTER DRIVE, STE 450 CITY: NEWPORT BEACH STATE: CA ZIP: 92662 4 1 rrd47399.xml FORM 4 DATED 06/30/2004 X0202 4 2004-06-30 0 0000947661 DIEDRICH COFFEE INC DDRX 0001038518 HEESCHEN PAUL C 450 NEWPORT CENTER DRIVE SUITE 450 NEWPORT BEACH CA 92662 1 0 1 0 0001296809 Sequoia Enterprises, L.P. 450 NEWPORT CENTER DRIVE SUITE 450 NEWPORT BEACH CA 92662 0 0 1 0 Warrant to Purchase Common Stock 3.95 2004-06-30 4 J 0 4219 0 A 2004-06-30 2008-05-10 Common Stock 4219 4219 I See Footnote The per share exercise price is equal to the greater of $3.95 or 85% of the change in control price (as defined in that certain Contingent Convertible Note Purchase Agreement, dated as of May 10, 2004, by and between Diedrich Coffee, Inc. and Sequoia Enterprises, L.P. (the "Note Purchase Agreement") pursuant to which the warrants were acquired). Warrants acquired pursuant to provisions of the Note Purchase Agreement. The warrants will become exercisable immediately prior to a change in control (as defined in the Note Purchase Agreement) of the issuer. These warrants are owned directly by Sequoia Enterprises, L.P., a 10% owner of the issuer, and indirectly by Paul C. Heeschen, the sole general partner of Sequoia Enterprises, L.P. Paul C. Heeschen is a director and a 10% owner of the issuer. /s/ Paul Heeschen 2004-07-09 EX-99.1 2 rrd38766_43624.htm EX 99.1 rrd38766_43624.html

                                                                    Exhibit 99.1

                         Form 4 Joint Filer Information

Name: Sequoia Enterprises, L.P.

Address: 450 Newport Center Drive, Suite 450
         Newport Beach, CA 92662

Designated Filer: Paul C. Heeschen

Issuer & Ticker Symbol: Diedrich Coffee, Inc. (DDRX)

Date of Event Requiring Statement: 6/30/2004

Signature: /s/ Paul C. Heeschen
           Paul C. Heeschen
           Sole General Partner of
           Sequoia Enterprises, L.P.

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