-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IGrJxpvzaO4JPy7L2npW7e8QdkXYCdgEdKj2W1ZmXEo2OKuzhcOjjuRiZwERC3p/ ZSr0oJ64zw6VM7UhjCSu0Q== 0000935836-03-000215.txt : 20030530 0000935836-03-000215.hdr.sgml : 20030530 20030530122304 ACCESSION NUMBER: 0000935836-03-000215 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030512 FILED AS OF DATE: 20030530 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCER RICHARD S III CENTRAL INDEX KEY: 0001235465 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 03725026 BUSINESS ADDRESS: STREET 1: 200 EVENTH AVENUE STE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 MAIL ADDRESS: STREET 1: 200 SEVENTH AVENUE STE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DIEDRICH COFFEE INC CENTRAL INDEX KEY: 0000947661 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-FOOD STORES [5400] IRS NUMBER: 330086628 STATE OF INCORPORATION: CA FISCAL YEAR END: 0127 BUSINESS ADDRESS: STREET 1: 2144 MICHELSON DRIVE STREET 2: STE A CITY: IRVINE STATE: CA ZIP: 9262682612 BUSINESS PHONE: 9492601600 MAIL ADDRESS: STREET 1: 2144 MICHELSON DRIVE CITY: IRVINE STATE: CA ZIP: 92612 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WESTCLIFF CAPITAL MANAGEMENT LLC/CA CENTRAL INDEX KEY: 0001057396 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-21203 FILM NUMBER: 03725027 BUSINESS ADDRESS: STREET 1: 200 7TH AVE SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95062 BUSINESS PHONE: 4084770422 MAIL ADDRESS: STREET 1: 200 SEVENTH AVE STREET 2: SUITE 105 CITY: SANTA CRUZ STATE: CA ZIP: 95602 4/A 1 primary_doc.xml PRIMARY DOCUMENT 4/A 2003-05-12 2003-05-14 0 0000947661 DIEDRICH COFFEE INC DDRX 0001057396 WESTCLIFF CAPITAL MANAGEMENT LLC/CA 1 0 1 0 0001235465 SPENCER RICHARD S III 1 0 1 0 Common Stock 2003-05-12 4 P 0 195600 3.55 A 955229 I See Note Common Stock 2003-05-12 4 S 0 195600 3.55 D 955229 I See Note The Reporting Persons are Westcliff Capital Management, LLC and Richard S. Spencer III, a manager and the majority member of Westcliff. Each Reporting Person disclaims membership in a group with any non-reporting person within the meaning of Rule 13d-5(b)(i) and Rule 16a-1(a)(1) under the Exchange Act. These securities are owned by clients of Westcliff. Each Reporting Person disclaims beneficial ownership in such securities except to the extent of such Reporting Person's pecuniary interest. The transactions reported represent the sale of shares by clients of Westcliff and the purchase of an equal number of shares by other clients of Westcliff, resulting in a change in Westcliff's and Mr. Spencer's pecuniary interest in the shares. Such purchases and sales were effected through a broker unaffiliated with Westcliff or Mr. Spencer. Westcliff Capital Management LLC By Richard S. Spencer, III, Manager 2003-05-30 Richard S. Spencer, III 2003-05-30 -----END PRIVACY-ENHANCED MESSAGE-----