0000932471-23-000001.txt : 20230209
0000932471-23-000001.hdr.sgml : 20230209
20230209090653
ACCESSION NUMBER: 0000932471-23-000001
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
WALLING,SHALINI,SMITHA,
FILED AS OF DATE: 20230209
DATE AS OF CHANGE: 20230209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: VANGUARD ADVISERS INC
CENTRAL INDEX KEY: 0000947529
IRS NUMBER: 232811930
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04334
FILM NUMBER: 23601529
BUSINESS ADDRESS:
STREET 1: 100 VANGUARD BLVD
STREET 2: V26
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 610-669-1000
MAIL ADDRESS:
STREET 1: 100 VANGUARD BLVD V26
CITY: MALVERN
STATE: PA
ZIP: 19355
FORMER COMPANY:
FORMER CONFORMED NAME: VANGUARD ADVISERS INC /ADV
DATE OF NAME CHANGE: 19950705
MA-I
1
primary_doc.xml
MA-I
0000947529
XXXXXXXX
JAMES ROSE
610-503-7318
james_rose@vanguard.com
licensing_registration@vanguard.com
james_rose@vanguard.com
karen_beccone@vanguard.com
kevin_r_ward@vanguard.com
lisa_boyer@vanguard.com
bethany_boord@vanguard.com
james_jones@vanguard.com
james_f_marquess@vanguard.com
N
N
SHALINI
SMITHA
WALLING
6879376
N
1
VANGUARD ADVISERS, INC.
09-11-2017
N
867-01280
LOCATED
09-11-2017
100 VANGUARD BLVD.
MALVERN
PA
19355
S
SMITHA
WALLING
SHALINI
SMITHA
RAO
S
SMITHA
RAO
SHALINI
SMITHA
RAO-WALLING
S
SMITHA
RAO-WALLING
SMITHA
NMN
RAO
SMITHA
NMN
WALLING
SMITHA
NMN
RAO-WALLING
SHALINI
NMN
WALLING
12-2022
THE VANGUARD GROUP, INC.
MALVERN
PA
19355
Y
Y
REGISTERED PERSON
09-2017
12-2022
THE VANGUARD GROUP, INC.
MALVERN
PA
19355
Y
Y
ASSOCIATED PERSON
11-2014
08-2017
INDEPENDENCE BLUE CROSS
PHILADELPHIA
PA
19103
N
N
STRATEGY DIRECTOR
05-2012
09-2014
TEMPLE UNIVERSITY
PHILADELPHIA
PA
19122
N
N
PROJECT MANAGEMENT CONSULTANT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-07-2023
CHRISTY MILLER
HEAD OF STATE RELATIONS - EDUCATION SAVINGS