Regulatory Consultant

0001085146-21-003210.txt : 20211112 0001085146-21-003210.hdr.sgml : 20211112 20211112154720 ACCESSION NUMBER: 0001085146-21-003210 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC SUN FINANCIAL CORP CENTRAL INDEX KEY: 0000947517 IRS NUMBER: 330122790 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18678 FILM NUMBER: 211403063 BUSINESS ADDRESS: STREET 1: 95 ARGONAUT STREET 2: STE. 105 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9497168646 MAIL ADDRESS: STREET 1: 95 ARGONAUT STREET 2: STE. 105 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC SUN FINANCIAL CORP /ADV DATE OF NAME CHANGE: 19950705 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000947517 XXXXXXXX 09-30-2021 09-30-2021 false PACIFIC SUN FINANCIAL CORP

95 ARGONAUT STE. 105 ALISO VIEJO CA 92656

13F HOLDINGS REPORT 028-18678 N Misha Ferkelman Regulatory Consultant 310-275-7300 /s/Gerardo Martinez Beverly Hills CA 11-11-2021 0 174 174092 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ALPHABET INC CAP STK CL C 02079K107 421 158 SH SOLE 158 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 215 4205 SH SOLE 4205 0 0 AMAZON COM INC COM 023135106 1314 400 SH SOLE 400 0 0 APPLE INC COM 037833100 5626 39758 SH SOLE 39758 0 0 ARK ETF TR GENOMIC REV ETF 00214Q302 2571 34412 SH SOLE 34412 0 0 ARK ETF TR INNOVATION ETF 00214Q104 1422 12868 SH SOLE 12868 0 0 ARK ETF TR NEXT GNRTN INTER 00214Q401 2122 15277 SH SOLE 15277 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 3423 12542 SH SOLE 12542 0 0 BK OF AMERICA CORP COM 060505104 546 12851 SH SOLE 12851 0 0 BOEING CO COM 097023105 410 1862 SH SOLE 1862 0 0 CHEVRON CORP NEW COM 166764100 349 3444 SH SOLE 3444 0 0 COSTCO WHSL CORP NEW COM 22160K105 275 613 SH SOLE 613 0 0 DISNEY WALT CO COM 254687106 679 4016 SH SOLE 4016 0 0 ETF MANAGERS TR BLUESTAR ISRAEL 26924G870 293 4440 SH SOLE 4440 0 0 EXCHANGE TRADED CONCEPTS TR ROBO GLB ETF 301505707 2888 44844 SH SOLE 44844 0 0 FACEBOOK INC CL A 30303M102 1966 5793 SH SOLE 5793 0 0 FERRARI N V COM N3167Y103 213 1018 SH SOLE 1018 0 0 FIDELITY COMWLTH TR NASDAQ COMPSIT 315912808 596 10610 SH SOLE 10610 0 0 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 599 14320 SH SOLE 14320 0 0 FIDELITY COVINGTON TRUST MSCI COMMNTN SVC 316092873 838 15694 SH SOLE 15694 0 0 FIDELITY COVINGTON TRUST MSCI FINLS IDX 316092501 304 5665 SH SOLE 5665 0 0 FIRST TR DOW JONES SELECT MI COM SHS ANNUAL 33718M105 468 7803 SH SOLE 7803 0 0 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 939 16677 SH SOLE 16677 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1347 30447 SH SOLE 30447 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 612 5140 SH SOLE 5140 0 0 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 523 9120 SH SOLE 9120 0 0 FIRST TR EXCHANGE TRADED FD INDXX NEXTG ETF 33737K205 1686 22096 SH SOLE 22096 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 2709 55605 SH SOLE 55605 0 0 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 1402 11365 SH SOLE 11365 0 0 FIRST TR EXCHANGE TRADED FD UTILITIES ALPH 33734X184 281 9500 SH SOLE 9500 0 0 FIRST TR EXCHANGE TRADED FD WTR ETF 33733B100 250 2940 SH SOLE 2940 0 0 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 8666 36735 SH SOLE 36735 0 0 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 373 7370 SH SOLE 7370 0 0 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 2130 12828 SH SOLE 12828 0 0 FIRST TR MID CAP CORE ALPHAD COM SHS 33735B108 1188 12159 SH SOLE 12159 0 0 FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 33733C108 318 4540 SH SOLE 4540 0 0 FIRST TR NASDAQ 100 TECH IND SHS 337345102 955 6050 SH SOLE 6050 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 2110 53815 SH SOLE 53815 0 0 FLEXSHARES TR QLT DIV DEF IDX 33939L845 824 15498 SH SOLE 15498 0 0 FLEXSHARES TR QUALT DIVD IDX 33939L860 579 10400 SH SOLE 10400 0 0 HOME DEPOT INC COM 437076102 285 867 SH SOLE 867 0 0 INVESCO ACTIVELY MANAGED ETF ACTIVE US REAL 46090A101 219 2126 SH SOLE 2126 0 0 INVESCO EXCH TRADED FD TR II S&P 500 REVENUE 46138G698 244 3360 SH SOLE 3360 0 0 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 1616 30765 SH SOLE 30765 0 0 INVESCO EXCH TRADED FD TR II S&P SMALLCAP 600 46138G664 1601 13695 SH SOLE 13695 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP FINL 46138E156 368 6300 SH SOLE 6300 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP HELT 46138E149 4228 23160 SH SOLE 23160 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP INFO 46138E115 1288 9222 SH SOLE 9222 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 308 6540 SH SOLE 6540 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP MATL 46138G201 213 3360 SH SOLE 3360 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP STAP 46138E172 2015 20032 SH SOLE 20032 0 0 INVESCO EXCH TRADED FD TR II S&P500 HDL VOL 46138E362 271 6410 SH SOLE 6410 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 330 5416 SH SOLE 5416 0 0 INVESCO EXCH TRD SLF IDX FD DEFENSIVE EQTY 46138J775 1656 25066 SH SOLE 25066 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 2206 30676 SH SOLE 30676 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 1425 15805 SH SOLE 15805 0 0 INVESCO EXCHANGE TRADED FD T DWA BASIC MATL 46137V704 481 5680 SH SOLE 5680 0 0 INVESCO EXCHANGE TRADED FD T DWA MOMENTUM 46137V837 399 4462 SH SOLE 4462 0 0 INVESCO EXCHANGE TRADED FD T DWA STAPLES 46137V886 494 5521 SH SOLE 5521 0 0 INVESCO EXCHANGE TRADED FD T DYNMC BIOTECH 46137V787 679 9075 SH SOLE 9075 0 0 INVESCO EXCHANGE TRADED FD T DYNMC MEDIA 46137V696 1432 26681 SH SOLE 26681 0 0 INVESCO EXCHANGE TRADED FD T DYNMC PHRMCTLS 46137V662 392 5070 SH SOLE 5070 0 0 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 690 4796 SH SOLE 4796 0 0 INVESCO EXCHANGE TRADED FD T NASDAQ INTERNT 46137V530 2651 11114 SH SOLE 11114 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP400 PR 46137V217 939 4255 SH SOLE 4255 0 0 INVESCO EXCHANGE TRADED FD T S&P SML600 GWT 46137V175 1431 8960 SH SOLE 8960 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL FIN 46137V340 822 13400 SH SOLE 13400 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 273 915 SH SOLE 915 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 2234 13964 SH SOLE 13964 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 3055 19830 SH SOLE 19830 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 668 2317 SH SOLE 2317 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL UTL 46137V274 928 9042 SH SOLE 9042 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 368 2455 SH SOLE 2455 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 344 1785 SH SOLE 1785 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 229 3027 SH SOLE 3027 0 0 INVESCO EXCHANGE TRADED FD T WATER RES ETF 46137V142 439 8030 SH SOLE 8030 0 0 INVESCO EXCHANGE TRADED FD T ZACKS MID CAP 46137Y401 2172 24164 SH SOLE 24164 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1865 5209 SH SOLE 5209 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 503 9840 SH SOLE 9840 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 425 4509 SH SOLE 4509 0 0 ISHARES TR CORE S&P MCP ETF 464287507 764 2904 SH SOLE 2904 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1046 9579 SH SOLE 9579 0 0 ISHARES TR EXPANDED TECH 464287515 708 1774 SH SOLE 1774 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 280 3346 SH SOLE 3346 0 0 ISHARES TR ISHARES BIOTECH 464287556 1465 9059 SH SOLE 9059 0 0 ISHARES TR MORNINGSTR US EQ 464287127 567 9340 SH SOLE 9340 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 458 6642 SH SOLE 6642 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 502 7935 SH SOLE 7935 0 0 ISHARES TR MRNING SM CP ETF 464288703 825 14505 SH SOLE 14505 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 285 3881 SH SOLE 3881 0 0 ISHARES TR RESIDENTIAL MULT 464288562 2633 30773 SH SOLE 30773 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 310 1133 SH SOLE 1133 0 0 ISHARES TR RUS MD CP GR ETF 464287481 291 2600 SH SOLE 2600 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 1500 13249 SH SOLE 13249 0 0 ISHARES TR RUS MID CAP ETF 464287499 214 2740 SH SOLE 2740 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 824 11144 SH SOLE 11144 0 0 ISHARES TR S&P MC 400GR ETF 464287606 734 9273 SH SOLE 9273 0 0 ISHARES TR S&P MC 400VL ETF 464287705 243 2360 SH SOLE 2360 0 0 ISHARES TR S&P SML 600 GWT 464287887 3474 26716 SH SOLE 26716 0 0 ISHARES TR SELECT DIVID ETF 464287168 288 2512 SH SOLE 2512 0 0 ISHARES TR SP SMCP600VL ETF 464287879 400 3978 SH SOLE 3978 0 0 ISHARES TR TIPS BD ETF 464287176 244 1912 SH SOLE 1912 0 0 ISHARES TR U.S. FINLS ETF 464287788 267 3234 SH SOLE 3234 0 0 ISHARES TR U.S. MED DVC ETF 464288810 1109 17658 SH SOLE 17658 0 0 ISHARES TR US AER DEF ETF 464288760 957 9185 SH SOLE 9185 0 0 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 610 12150 SH SOLE 12150 0 0 JOHNSON & JOHNSON COM 478160104 209 1292 SH SOLE 1292 0 0 KRANESHARES TR ELEC VEH FUTUR 500767827 265 5709 SH SOLE 5709 0 0 LILLY ELI & CO COM 532457108 355 1535 SH SOLE 1535 0 0 MCDONALDS CORP COM 580135101 236 980 SH SOLE 980 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 2549 126985 SH SOLE 126985 0 0 MICROSOFT CORP COM 594918104 1266 4489 SH SOLE 4489 0 0 NETFLIX INC COM 64110L106 419 687 SH SOLE 687 0 0 NIKE INC CL B 654106103 288 1986 SH SOLE 1986 0 0 NUSHARES ETF TR NUVEEN ENHCD 1 5 67092P110 871 34700 SH SOLE 34700 0 0 NUSHARES ETF TR NUVEEN ESG SMLCP 67092P607 486 11178 SH SOLE 11178 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 119 12173 SH SOLE 12173 0 0 PHILIP MORRIS INTL INC COM 718172109 275 2900 SH SOLE 2900 0 0 PREFERRED APT CMNTYS INC COM 74039L103 671 54848 SH SOLE 54848 0 0 PROCTER AND GAMBLE CO COM 742718109 622 4448 SH SOLE 4448 0 0 PROSHARES TR LARGE CAP CRE 74347R248 216 2160 SH SOLE 2160 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 320 3080 SH SOLE 3080 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 854 11142 SH SOLE 11142 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 788 7875 SH SOLE 7875 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 235 1604 SH SOLE 1604 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 697 15681 SH SOLE 15681 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 544 3029 SH SOLE 3029 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 435 6315 SH SOLE 6315 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 262 4096 SH SOLE 4096 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2570 17214 SH SOLE 17214 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 307 908 SH SOLE 908 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 543 1130 SH SOLE 1130 0 0 SPDR SER TR AEROSPACE DEF 78464A631 2259 18937 SH SOLE 18937 0 0 SPDR SER TR FACTST INV ETF 78464A110 311 1444 SH SOLE 1444 0 0 SPDR SER TR HLTH CR EQUIP 78464A581 2055 16425 SH SOLE 16425 0 0 SPDR SER TR S&P 400 MDCP GRW 78464A821 2410 31856 SH SOLE 31856 0 0 SPDR SER TR S&P 400 MDCP VAL 78464A839 666 10060 SH SOLE 10060 0 0 SPDR SER TR S&P 600 SMCP GRW 78464A201 4835 55502 SH SOLE 55502 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 2694 32867 SH SOLE 32867 0 0 SPDR SER TR S&P 600 SML CAP 78464A813 471 4972 SH SOLE 4972 0 0 SPDR SER TR S&P BIOTECH 78464A870 295 2350 SH SOLE 2350 0 0 SPDR SER TR S&P DIVID ETF 78464A763 1195 10168 SH SOLE 10168 0 0 SPDR SER TR S&P TELECOM 78464A540 332 3480 SH SOLE 3480 0 0 SPDR SER TR SSGA US LRG ETF 78468R804 247 1850 SH SOLE 1850 0 0 SPDR SER TR SSGA US SMAL ETF 78468R887 1028 9165 SH SOLE 9165 0 0 STARBUCKS CORP COM 855244109 456 4137 SH SOLE 4137 0 0 TESLA INC COM 88160R101 1671 2155 SH SOLE 2155 0 0 UNION PAC CORP COM 907818108 257 1310 SH SOLE 1310 0 0 VANECK ETF TRUST BIOTECH ETF 92189F726 1268 6272 SH SOLE 6272 0 0 VANECK ETF TRUST ENVIRONMENTAL SR 92189F304 535 3730 SH SOLE 3730 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 339 1509 SH SOLE 1509 0 0 VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 921932778 1092 6272 SH SOLE 6272 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 759 3767 SH SOLE 3767 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 652 7960 SH SOLE 7960 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 774 2666 SH SOLE 2666 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 307 1300 SH SOLE 1300 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1536 11000 SH SOLE 11000 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 303 1281 SH SOLE 1281 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1001 5915 SH SOLE 5915 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1631 7459 SH SOLE 7459 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 586 2092 SH SOLE 2092 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 615 4004 SH SOLE 4004 0 0 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 1505 14562 SH SOLE 14562 0 0 VANGUARD WORLD FD MEGA CAP INDEX 921910873 265 1740 SH SOLE 1740 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 212 1185 SH SOLE 1185 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 481 1945 SH SOLE 1945 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1011 2520 SH SOLE 2520 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 213 1530 SH SOLE 1530 0 0 VICTORY PORTFOLIOS II VCSHS US SMCP HG 92647N873 580 10104 SH SOLE 10104 0 0 VISA INC COM CL A 92826C839 274 1231 SH SOLE 1231 0 0 WELLTOWER INC COM 95040Q104 808 9804 SH SOLE 9804 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 1146 27648 SH SOLE 27648 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 605 11630 SH SOLE 11630 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 396 12840 SH SOLE 12840 0 0