-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, G7Lt7gIvSHVNcll8T89YT4hzcTLf+8uo489jWSZhNtR0NsZqILEOS2giZ/UJ63v2 kmVrcyh94OM3z1c5v6WdXg== 0000943374-99-000035.txt : 19990205 0000943374-99-000035.hdr.sgml : 19990205 ACCESSION NUMBER: 0000943374-99-000035 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990204 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARDIN BANCORP INC CENTRAL INDEX KEY: 0000947220 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431719104 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49931 FILM NUMBER: 99521269 BUSINESS ADDRESS: STREET 1: 2ND & ELM STS STREET 2: P O BOX 608 CITY: HARDIN STATE: MO ZIP: 64035 BUSINESS PHONE: 8163984312 MAIL ADDRESS: STREET 1: 2ND & ELM STS STREET 2: P O BOX 608 CITY: HARDIN STATE: MO ZIP: 64035 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARDIN BANCORP INC CENTRAL INDEX KEY: 0000947220 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431719104 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2ND & ELM STS STREET 2: P O BOX 608 CITY: HARDIN STATE: MO ZIP: 64035 BUSINESS PHONE: 8163984312 MAIL ADDRESS: STREET 1: 2ND & ELM STS STREET 2: P O BOX 608 CITY: HARDIN STATE: MO ZIP: 64035 SC 13G 1 SCHEDULE 13G FOR HARDIN BANCORP, INC. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)* Hardin Bancorp, Inc. -------------------- (Name of Issuer) Common Stock, $.01 par value per share --------------------------------------------------- (Title of Class of Securities) 411819-10-5 ------------------ (CUSIP Number) December 31, 1998 ----------------- (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages CUSIP NO. 411819 10 5 Page 2 of 5 Pages ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON(ENTITIES ONLY) Hardin Bancorp, Inc. Employee Stock Ownership Trust IRS ID No. 43-1719104 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Missouri - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 51,828 -------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 32,812 OWNED BY -------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 84,640 -------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 84,640 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.28% of 823,560 shares of Common Stock outstanding as of December 31, 1998. - -------------------------------------------------------------------------------- 12 TYPE IN REPORTING PERSON* EP ================================================================================ CUSIP NO. 411819 10 5 Page 3 of 5 Pages Item 1(a). Name of Issuer: Hardin Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 2nd & Elm Street Hardin, Missouri 64035 Item 2(a). Name of Person Filing: Hardin Bancorp, Inc. Employee Stock Ownership Trust Trustee: First Bankers Trust Company, N.A. Item 2(b). Address of Principal Business Office: 2321 Koch's Lane Quincy, Illinois 62301 Item 2(c). Citizenship or Place of Organization: Missouri Item 2(d). Title of Class of Securities: Common Stock, par value $.01 per share Item 2(e). CUSIP Number: 411819 10 5 Item 3. If this Statement is Filed Pursuant To Rule 13d-1(b), 13d-2(b) or (c), Check Whether the Filing Person is a: (f) |X| This person is an Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974; see 13d-1(b)(1)(ii)(F). Item 4. Ownership: As of December 31, 1998, the reporting person beneficially owned 84,640 shares of the Issuer. This number of shares represents 10.28% of the common stock, par value $.01 per shares, of the Issuer, based upon 823,560 shares of such common stock outstanding as of CUSIP NO. 411819 10 5 Page 4 of 5 Pages December 31, 1998. As of December 31, 1998, the reporting person has sole power to vote or to direct the vote of 51,828 shares and shared power to vote or to direct the vote 32,812 of the shares. The reporting person has sole power to dispose or to direct the disposition of 84,640 shares of common stock. Item 5. Ownership of Five Percent or Less of a Class: Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8. Identification and Classification of Members of the Group: The reporting person is an employee benefit plan subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 9. Notice of Dissolution of Group: Not applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. CUSIP NO. 411819 10 5 Page 5 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 4, 1999 HARDIN BANCORP, INC. EMPLOYEE OWNERSHIP TRUST /s/ Carmen Walch ----------------------------- By: Carmen Walch Trust Officer -----END PRIVACY-ENHANCED MESSAGE-----