-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RgEgPDvjO8ql2i9RaFdVqYgI2PXZpA44iBZH3Dt3j/sNHFgdql41cGdskpGSbBQl HZtQeN++JSKavft2kSx8Vg== 0000950144-97-007109.txt : 19970620 0000950144-97-007109.hdr.sgml : 19970620 ACCESSION NUMBER: 0000950144-97-007109 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970619 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER CORP CENTRAL INDEX KEY: 0000947116 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 581817306 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47837 FILM NUMBER: 97626384 BUSINESS ADDRESS: STREET 1: 1055 LENOX PARK BLVD CITY: ATLANTA STATE: GA ZIP: 30319 BUSINESS PHONE: 4048414334 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ANNIS TED C CENTRAL INDEX KEY: 0001030647 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1000 CAMPUS DR CITY: ANN ARBOR STATE: MI ZIP: 48104 BUSINESS PHONE: 3139984000 MAIL ADDRESS: STREET 1: 1000 CAMPUS DRIVE CITY: ANN ARBOR STATE: MI ZIP: 48104 SC 13D/A 1 HARBINGER CORPORATION SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (AMENDMENT NO. 1) Under the Securities Exchange Act of 1934 Harbinger Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.001 Par Value (Title of Class of Securities) 41145C 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) Susan M. Kornfield Bodman, Longley & Dahling LLP 110 Miller, Suite 300 Ann Arbor, Michigan 48104 (313) 761-3780 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 16, 1997 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. 2 SCHEDULE 13D CUSIP No. 41145C 10 3 Page 2 of 4 Pages (1) NAMES OF REPORTING PERSONS Ted C. Annis S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) SOURCE OF FUNDS OO --------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [ ] IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) --------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION United States --------------------------------------------------------------------- (7) SOLE VOTING POWER 520,776 NUMBER OF SHARES -------------------------------------------------------- BENEFICIALLY (8) SHARED VOTING POWER 0 OWNED BY EACH -------------------------------------------------------- REPORTING (9) SOLE DISPOSITIVE POWER 520,776 PERSON WITH -------------------------------------------------------- (10) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 520,776 --------------------------------------------------------------------- (12) CHECK BOX IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [ ] SHARES --------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.7% --------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON IN --------------------------------------------------------------------- 3 SCHEDULE 13D CUSIP No. 41145C 10 3 Page 3 of 4 Pages ITEM 1. SECURITY AND ISSURER. No change in information. ITEM 2. IDENTITY AND BACKGROUND. No change in information. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. No change in information. ITEM 4. PURPOSE OF TRANSACTION. No change in information. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a) The reporting person beneficially owns 520,776 shares of common stock, $.0001 of Harbinger, which is 2.7% of the outstanding shares of such class of securities. (b) The reporting person has sole voting power and sole dispositive power with respect to the 520,776 shares of common stock, $.0001 of Harbinger. (c) The transactions which were effected by the reporting person in such stock in the last 60 days are described as follows: A. 500,000 SHARES TRANSFERRED. Ted C. Annis sold 500,000 shares of common stock, $.0001 of Harbinger, between the dates of May 5, 1997 and May 13, 1997, to Bear Stearns Capital Markets, Inc., 245 Park Avenue, New York, NY 10167, for the purchase price, paid in cash, of $21.21 per share. B. 20,766 SHARES TRANSFERRED. On April 17, 1997, Ted C. Annis transferred, as a charitable donation, 20,766 shares of common stock, $.0001 of Harbinger, to Ted C. Annis Foundation, a Michigan nonprofit corporation with offices in Ann Arbor, Michigan (no consideration was paid by transferee for such shares). (d) Not applicable. (e) May 13, 1997. 4 SCHEDULE 13D CUSIP No. 41145C 10 3 Page 4 of 4 Pages ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. No change in information. ITEM 7. EXHIBITS. Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Ted C. Annis Dated: June 16, 1997 -----END PRIVACY-ENHANCED MESSAGE-----