0001104659-23-124004.txt : 20231206 0001104659-23-124004.hdr.sgml : 20231206 20231206163150 ACCESSION NUMBER: 0001104659-23-124004 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20231206 FILED AS OF DATE: 20231206 DATE AS OF CHANGE: 20231206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PGIM, Inc. CENTRAL INDEX KEY: 0000946754 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23894 FILM NUMBER: 231469996 BUSINESS ADDRESS: STREET 1: 655 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9733671388 MAIL ADDRESS: STREET 1: 655 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 FORMER NAME: FORMER CONFORMED NAME: PRUDENTIAL INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010706 FORMER NAME: FORMER CONFORMED NAME: PRUDENTIAL INVESTMENT CORP DATE OF NAME CHANGE: 19990511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PGIM Ltd CENTRAL INDEX KEY: 0002003072 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23894 FILM NUMBER: 231469995 BUSINESS ADDRESS: STREET 1: GRAND BUILDINGS, 1-3 STRAND STREET 2: TRAFALGAR SQUARE CITY: LONDON STATE: X0 ZIP: WC2N 5HR BUSINESS PHONE: 44 20 7766 2400 MAIL ADDRESS: STREET 1: GRAND BUILDINGS, 1-3 STRAND STREET 2: TRAFALGAR SQUARE CITY: LONDON STATE: X0 ZIP: WC2N 5HR REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PGIM INVESTMENTS LLC CENTRAL INDEX KEY: 0001038001 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-23894 FILM NUMBER: 231469997 BUSINESS ADDRESS: STREET 1: 655 BROAD STREET, 6TH FLOOR STREET 2: C/O PRUDENTIAL MUTUAL FUND MAN LLC CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 973-802-6469 MAIL ADDRESS: STREET 1: 655 BROAD STREET, 6TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 FORMER NAME: FORMER CONFORMED NAME: PRUDENTIAL INVESTMENTS LLC DATE OF NAME CHANGE: 20170110 FORMER NAME: FORMER CONFORMED NAME: PRUDENTIAL INVESTMENTS LLC / DATE OF NAME CHANGE: 20020918 FORMER NAME: FORMER CONFORMED NAME: PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC DATE OF NAME CHANGE: 20000406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PGIM Credit Income Fund CENTRAL INDEX KEY: 0001989582 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 655 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 973-802-2761 MAIL ADDRESS: STREET 1: 655 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 3 1 tm2332046-9_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2023-12-06 1 0001989582 PGIM Credit Income Fund NONE 0001038001 PGIM INVESTMENTS LLC 655 BROAD STREET NEWARK NJ 07102 0 0 0 1 Investment Adviser 0000946754 PGIM, Inc. 655 BROAD STREET NEWARK NJ 07102 0 0 0 1 Investment Adviser 0002003072 PGIM Ltd GRAND BUILDINGS, 1-3 STRAND TRAFALGAR SQUARE LONDON X0 WC2N 5HR UNITED KINGDOM 0 0 0 1 Investment Adviser Exhibit List: Exhibit 24.1: PGIM, Inc. Power of Attorney Exhibit List Exhibit 24.2 PGIM Limited Power of Attorney PGIM Investments LLC, By: /s/ Andrew French, Name and Title: Andrew French, Assistant Secretary 2023-12-06 PGIM, Inc., By: /s/ Andrew French, Name and Title: Andrew French, Attorney-in-Fact for PGIM, Inc. 2023-12-06 PGIM Limited, By: /s/ Andrew French, Name and Title: Andrew French, Attorney-in-Fact for PGIM Limited 2023-12-06 EX-24.1 2 tm2332046d9_ex24-1.htm EXHIBIT 24.1

 

Exhibit 24.1

 

Power of Attorney

 

PGIM Credit Income Fund

 

The undersigned officer of PGIM, Inc. hereby constitutes, appoints and authorizes each of, Claudia DiGiacomo, Debra Rubano, Melissa Gonzalez, George Hoyt, Devan Goolsby and Andrew French as true and lawful agents and attorneys-in-fact, to sign, execute and deliver Forms 3, 4 and 5, Schedules 13D and 13G and/or such other forms, as appropriate, to file the same, with all exhibits and amendments thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, as amended (the “Securities Act”), sections 13 and 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the Investment Company Act of 1940, as amended (the “Investment Company Act”), all related requirements of the SEC and all requirements of appropriate states and territories in connection with PGIM, Inc.’s status as an affiliated person of the investment adviser of PGIM Credit Income Fund (the “Company”) under Section 30(h) of the Investment Company Act, and in connection with PGIM, Inc.’s ownership of or transactions in securities of the Company. The undersigned does hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting (the “Power of Attorney”). The undersigned does hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof. The Power of Attorney shall remain in full force and effect until PGIM, Inc. is no longer required to file forms to comply with the provisions of the Securities Act, sections 13 and 16 of the Exchange Act, and the Investment Company Act, all related requirements of the SEC and all requirements of appropriate states and territories in connection with PGIM, Inc.’s status as an affiliated person of the Company’s investment adviser under Section 30(h) of the Investment Company Act, and in connection with PGIM, Inc.’s ownership of or transactions in securities of the Company, unless earlier revoked in writing.

 

/s/ Maureen Baker Fialcowitz, Secretary  
Maureen Baker Fialcowitz, Secretary  
   
Dated: November 30, 2023  
   
[NOTARY]  

 

 

 

 EX-24.2 3 tm2332046d9_ex24-2.htm EXHIBIT 24.2

 

Exhibit 24.2

 

Power of Attorney

 

PGIM Credit Income Fund

 

The undersigned officer of PGIM Limited hereby constitutes, appoints and authorizes each of, Claudia DiGiacomo, Debra Rubano, Melissa Gonzalez, George Hoyt, Devan Goolsby and Andrew French as true and lawful agents and attorneys-in-fact, to sign, execute and deliver Forms 3, 4 and 5, Schedules 13D and 13G and/or such other forms, as appropriate, to file the same, with all exhibits and amendments thereto, with the U.S. Securities and Exchange Commission (the “SEC”) and the securities regulators of appropriate states and territories, and generally to do all such things in her name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to comply with the provisions of the Securities Act of 1933, sections 13 and 16 of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories in connection with PGIM Limited’s status as an affiliated person of the investment adviser of PGIM Credit Income Fund (the “Company”) under Section 30(h) of the Investment Company Act of 1940, and in connection with PGIM Limited’s ownership of or transactions in securities of the Company. The undersigned does hereby give to said agents and attorneys-in-fact full power and authority to act in these premises, including, but not limited to, the power to appoint a substitute or substitutes to act hereunder with the same power and authority as said agents and attorneys-in-fact would have if personally acting. The undersigned does hereby approve, ratify and confirm all that said agents and attorneys-in-fact, or any substitute or substitutes, may do by virtue hereof. The Power of Attorney shall remain in full force and effect until PGIM Limited is no longer required to file forms to comply with the provisions of the Securities Act of 1933, sections 13 and 16 of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, all related requirements of the SEC and all requirements of appropriate states and territories in connection with PGIM Limited’s status as an affiliated person of the Company’s investment adviser under Section 30(h) of the Investment Company Act of 1940, and in connection with PGIM Limited’s ownership of or transactions in securities of the Company, unless earlier revoked in writing.

 

/s/ Laura King, Secretary  
Laura King, Secretary  
   
Dated: December 1, 2023