0001140361-16-087474.txt : 20161121 0001140361-16-087474.hdr.sgml : 20161121 20161121190518 ACCESSION NUMBER: 0001140361-16-087474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20161118 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANNER CORP CENTRAL INDEX KEY: 0000946673 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911691604 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 S FIRST AVENUE CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 5095273636 MAIL ADDRESS: STREET 1: 10 S FIRST AVENUE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WASHINGTON BANCORP INC /WA/ DATE OF NAME CHANGE: 19980727 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS BANK OF WASHINGTON BANCORP INC DATE OF NAME CHANGE: 19950614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Fleischer & Lowe GP III, LLC CENTRAL INDEX KEY: 0001615971 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 162011479 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 402 2100 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Friedman Fleischer & Lowe GP III, L.P. CENTRAL INDEX KEY: 0001616050 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 162011480 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 402 2100 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FFL Individual Partners III, L.P. CENTRAL INDEX KEY: 0001616049 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 162011482 BUSINESS ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415 402 2100 MAIL ADDRESS: STREET 1: ONE MARITIME PLAZA STREET 2: 22ND FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP CENTRAL INDEX KEY: 0001412164 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 162011483 BUSINESS ADDRESS: STREET 1: One Maritime Plaza CITY: San Francisco STATE: CA ZIP: 94111 BUSINESS PHONE: 415-402-2105 MAIL ADDRESS: STREET 1: One Maritime Plaza CITY: San Francisco STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP CENTRAL INDEX KEY: 0001412166 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 162011484 BUSINESS ADDRESS: STREET 1: One Maritime Plaza CITY: San Francisco STATE: CA ZIP: 94111 BUSINESS PHONE: 415-402-2105 MAIL ADDRESS: STREET 1: One Maritime Plaza CITY: San Francisco STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FFL EXECUTIVE PARTNERS III LP CENTRAL INDEX KEY: 0001447193 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 162011481 BUSINESS ADDRESS: STREET 1: C/O FRIEDMAN FLEISCHER & LOVE LLC STREET 2: ONE MARITIME PLAZA, SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-402-2105 MAIL ADDRESS: STREET 1: C/O FRIEDMAN FLEISCHER & LOVE LLC STREET 2: ONE MARITIME PLAZA, SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fleischer Spencer C CENTRAL INDEX KEY: 0001235824 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 162011485 MAIL ADDRESS: STREET 1: C/O FREIDMAN FLEISCHER & LOWE LLC STREET 2: 1 MARITIME PLAZA, SUITE 2200 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: FLEISCHER SPENCER C DATE OF NAME CHANGE: 20030523 4 1 doc1.xml FORM 4 X0306 4 2016-11-18 0 0000946673 BANNER CORP BANR 0001235824 Fleischer Spencer C C/O FFL PARTNERS, LLC ONE MARITIME PLAZA, SUITE 2200 SAN FRANCISCO CA 94111 1 0 0 0 0001412166 FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP ONE MARTIME PLAZA, 22ND FLOOR SAN FRANCISCO CA 94111 1 0 0 0 0001412164 FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP ONE MARITIME PLAZA SAN FRANCISCO CA 94111 1 0 0 0 0001616049 FFL Individual Partners III, L.P. ONE MARITIME PLAZA 22ND FLOOR SAN FRANCISCO CA 94111 1 0 0 0 0001447193 FFL EXECUTIVE PARTNERS III LP ONE MARITIME PLAZA, SUITE 2200 SAN FRANCISCO CA 94111 1 0 0 0 0001616050 Friedman Fleischer & Lowe GP III, L.P. ONE MARTIME PLAZA, 22ND FLOOR SAN FRANCISCO CA 94111 1 0 0 0 0001615971 Friedman Fleischer & Lowe GP III, LLC ONE MARTIME PLAZA, 22ND FLOOR SAN FRANCISCO CA 94111 1 0 0 0 Common Stock, $0.01 par value per share 697 D Common Stock, $0.01 par value per share 2016-11-18 4 S 0 422693 48.32 D 571800 I See footnotes Common stock, $0.01 par value per share 2016-11-18 4 S 0 280111 48.32 D 378924 I See footnotes Common stock, $0.01 par value per share 2016-11-18 4 S 0 8954 48.32 D 12113 I See footnotes Common stock, $0.01 par value per share 2016-11-18 4 S 0 8242 48.32 D 11151 I See footnotes Represents award of restricted stock pursuant to 2014 Omnibus Incentive Plan; shares fully vest on April 25, 2017. These shares are subject to forfeiture and to limits on transferability until they vest. Held directly by Friedman Fleischer & Lowe Capital Partners III, L.P. Held directly by Friedman Fleischer & Lowe Parallel Fund III, L.P. Held directly by FFL Individual Partners III, L.P. Held directly by FFL Executive Partners, L.P. Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer. /s/ Spencer C. Fleischer 2016-11-21 EX-99.1 2 f18650816a.htm JOINT FILER INFORMATION
 
JOINT FILER INFORMATION
 
 
Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., and FFL Executive Partners III, L.P. (collectively, the “FFL Funds”), are controlled by Friedman Fleischer & Lowe GP III, L.P., their general partner, which is controlled by Friedman Fleischer & Lowe GP III, LLC, its general partner. Friedman Fleischer & Lowe GP III, LLC is controlled by Tully M. Friedman, Spencer C. Fleischer and Christopher A. Masto, its three managing members. Accordingly, Friedman Fleischer & Lowe GP III, L.P., Friedman Fleischer & Lowe GP III, LLC and Messrs. Friedman, Fleischer and Masto (the "FFL Related Parties") may be deemed to beneficially own the shares owned by the FFL Funds. Each FFL Related Party expressly disclaims beneficial ownership of the shares shown as beneficially owned by the FFL Funds in which such FFL Related Party does not have a pecuniary interest. Investment, disposition and voting decisions with respect to shares held by the FFL Funds are made by an investment committee of certain limited partners of Friedman Fleischer & Lowe GP III, L.P., currently consisting of eleven individuals (the "Investment Committee"). All members of the Investment Committee expressly disclaim beneficial ownership of the shares shown as beneficially owned by the FFL Funds in which such members do not have a pecuniary interest. The address of each of the entities and persons identified in this Exhibit 99.1 is c/o FFL Partners, LLC, One Maritime Plaza, Ste. 2200, San Francisco, CA 94111.
 
 
 
 
 EX-99.2 3 f18650816b.htm JOINT FILERS' NAMES AND ADDRESSES
JOINT FILERS’ NAMES AND ADDRESSES
 
1.
Spencer C. Fleischer
 
2.
Friedman Fleischer & Lowe Capital Partners III, L.P.
 
3.
Friedman Fleischer & Lowe Parallel Fund III, L.P.
 
4.
FFL Individual Partners III, L.P.
 
5.
FFL Executive Partners III, L.P.
 
6.
Friedman Fleischer & Lowe GP III, L.P.
 
7.
Friedman Fleischer & Lowe GP III, LLC
 
 
 
The business address for the above reporting persons is:
 
 
One Maritime Plaza, Suite 2200
San Francisco, CA 94111
 
 EX-99.3 4 f18650816c.htm JOINT FILERS' SIGNATURES
 
 
JOINT FILERS’ SIGNATURES
 
Dated: November 21, 2016
 
 
 
Friedman Fleischer & Lowe Capital Partners III, L.P.
 
By: Friedman Fleischer & Lowe GP III, L.P., its general partner
 
By: Friedman Fleischer & Lowe GP III, LLC, its general partner
 
 
By:
 /s/ Spencer C. Fleischer                                             
 
Name:
Spencer C. Fleischer
 
Title:
Managing Member
 
 
Friedman Fleischer & Lowe Parallel Fund III, L.P.
 
By: Friedman Fleischer & Lowe GP III, L.P., its general partner
 
By: Friedman Fleischer & Lowe GP III, LLC, its general partner
 
 
By:
 /s/ Spencer C. Fleischer                                               
 
Name:
Spencer C. Fleischer
 
Title:
Managing Member
 
 
FFL Individual Partners III, L.P.
 
By: Friedman Fleischer & Lowe GP III, L.P., its general partner
 
By: Friedman Fleischer & Lowe GP III, LLC, its general partner
 
 
By:
 /s/ Spencer C. Fleischer                                             
 
Name:
Spencer C. Fleischer
 
Title:
Managing Member
 
 
FFL Executive Partners III, L.P.
 
By: Friedman Fleischer & Lowe GP III, L.P., its general partner
 
By: Friedman Fleischer & Lowe GP III, LLC, its general partner
 
 
By:
 /s/ Spencer C. Fleischer                                               
 
Name:
Spencer C. Fleischer
 
Title:
Managing Member
 
 
 

 
 
 
Friedman Fleischer & Lowe GP III, L.P.
 
By: Friedman Fleischer & Lowe GP III, LLC, its general partner
 
 
By:
 /s/ Spencer C. Fleischer                                                
 
Name:
Spencer C. Fleischer
 
Title:
Managing Member
 
 
Friedman Fleischer & Lowe GP III, LLC
 
 
By:
 /s/ Spencer C. Fleischer                                                
 
Name:
Spencer C. Fleischer
 
Title:
Managing Member
 
 
 
 
 
 
/s/Spencer C. Fleischer                                                      
 
Spencer C. Fleischer