0000939057-18-000141.txt : 20180403 0000939057-18-000141.hdr.sgml : 20180403 20180403114514 ACCESSION NUMBER: 0000939057-18-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTON RICHARD B CENTRAL INDEX KEY: 0001187857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26584 FILM NUMBER: 18732143 MAIL ADDRESS: STREET 1: C/O BANNER CORP STREET 2: PO BOX 907 CITY: WALLA WALLA STATE: WA ZIP: 99362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANNER CORP CENTRAL INDEX KEY: 0000946673 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 911691604 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 S FIRST AVENUE CITY: WALLA WALLA STATE: WA ZIP: 99362 BUSINESS PHONE: 5095273636 MAIL ADDRESS: STREET 1: 10 S FIRST AVENUE CITY: WALLA WALLA STATE: WA ZIP: 99362 FORMER COMPANY: FORMER CONFORMED NAME: FIRST WASHINGTON BANCORP INC /WA/ DATE OF NAME CHANGE: 19980727 FORMER COMPANY: FORMER CONFORMED NAME: FIRST SAVINGS BANK OF WASHINGTON BANCORP INC DATE OF NAME CHANGE: 19950614 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-04-02 0 0000946673 BANNER CORP BANR 0001187857 BARTON RICHARD B 10 SOUTH FIRST AVE WALLA WALLA WA 99362 0 1 0 0 Executive VP, Banner Bank Common Stock, $.01 par value per share 2018-04-02 4 F 0 126 55.29 D 12837 D Common Stock, $.01 par value per share 2018-04-02 4 A 0 1810 54.88 A 14647 D Common Stock, $.01 par value per share 2018-04-02 4 A 0 2715 54.88 A 17362 D Shares relinquished to cover tax obligations on vesting of 524 shares of restricted stock pursuant to 2014 Omnibus Incentive Plan. Market price on March 29, 2018. Includes direct ownership of 1,035 shares through IRA, 549 shares through 401(k) Plan and 3,170 shares through a family trust. Represents award pursuant to 2014 Omnibus Incentive Plan; shares vest ratably over a three-year period beginning on April 2, 2018 and ending on the third anniversary thereof. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest. Market price on April 2, 2018. Represents award pursuant to 2014 Omnibus Incentive Plan and is subject to the achievement of specified corporate and individual performance goals over a period that began on January 1, 2018 and ends on December 31,2020. The extent to which the award vests, if at all, depends on the extent to which the performance goals are satisfied. Each restricted stock unit represents the right to receive one share of the Issuer's Common Stock upon vesting. These restricted stock units are subject to forfeiture and to limits on transferability until they vest. /s/ Richard B. Barton 2018-04-03