0001144204-17-011862.txt : 20170228
0001144204-17-011862.hdr.sgml : 20170228
20170228174735
ACCESSION NUMBER: 0001144204-17-011862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170224
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST DEFIANCE FINANCIAL CORP
CENTRAL INDEX KEY: 0000946647
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 341803915
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 CLINTON ST
CITY: DEFIANCE
STATE: OH
ZIP: 43512
BUSINESS PHONE: 4107825015
MAIL ADDRESS:
STREET 1: 601 CLINTON ST
CITY: DEFIANCE
STATE: OH
ZIP: 43512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Williams James R. III
CENTRAL INDEX KEY: 0001519529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26850
FILM NUMBER: 17649721
MAIL ADDRESS:
STREET 1: 601 CLINTON STREET
CITY: DEFIANCE
STATE: OH
ZIP: 43512
4
1
v460784_form4.xml
FORM 4
X0306
4
2017-02-24
0
0000946647
FIRST DEFIANCE FINANCIAL CORP
FDEF
0001519529
Williams James R. III
601 CLINTON STREET
DEFIANCE
OH
43512
0
1
0
0
Executive Vice President
Common Shares
2017-02-24
4
M
0
1060
0
A
10731
D
Common Shares
2017-02-24
4
F
0
317
49.22
D
10414
D
Restricted Stock Units
2017-02-24
4
M
0
1525
0
D
Common Shares
1525
0
D
Represents common shares earned in connection with the settlement of performance-based restricted stock units previously granted on March 21, 2014 pursuant a 2014 Long-Term Incentive Award Agreement under the First Defiance Financial Corp. 2010 Equity Incentive Plan.
The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan.
Each restricted stock unit represents a contingent right to receive one common share.
The restricted stock units were awarded pursuant to a 2014 Long-Term Incentive Award Agreement under the First Defiance Financial Corp. 2010 Equity Incentive Plan on March 21, 2014 and represent a target amount of common shares to be earned by the reporting person upon the achievement of certain performance criteria during the 2014 to 2016 performance period, subject to the reporting person's continued employment. As of February 24, 2017, a percentage of the restricted stock units were awarded following certification of financial results by the issuer's compensation committee.
/s/ James R. Williams, III by Kevin T. Thompson P.O.A
2017-02-28