0001144204-17-011862.txt : 20170228 0001144204-17-011862.hdr.sgml : 20170228 20170228174735 ACCESSION NUMBER: 0001144204-17-011862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DEFIANCE FINANCIAL CORP CENTRAL INDEX KEY: 0000946647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341803915 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 BUSINESS PHONE: 4107825015 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams James R. III CENTRAL INDEX KEY: 0001519529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26850 FILM NUMBER: 17649721 MAIL ADDRESS: STREET 1: 601 CLINTON STREET CITY: DEFIANCE STATE: OH ZIP: 43512 4 1 v460784_form4.xml FORM 4 X0306 4 2017-02-24 0 0000946647 FIRST DEFIANCE FINANCIAL CORP FDEF 0001519529 Williams James R. III 601 CLINTON STREET DEFIANCE OH 43512 0 1 0 0 Executive Vice President Common Shares 2017-02-24 4 M 0 1060 0 A 10731 D Common Shares 2017-02-24 4 F 0 317 49.22 D 10414 D Restricted Stock Units 2017-02-24 4 M 0 1525 0 D Common Shares 1525 0 D Represents common shares earned in connection with the settlement of performance-based restricted stock units previously granted on March 21, 2014 pursuant a 2014 Long-Term Incentive Award Agreement under the First Defiance Financial Corp. 2010 Equity Incentive Plan. The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan. Each restricted stock unit represents a contingent right to receive one common share. The restricted stock units were awarded pursuant to a 2014 Long-Term Incentive Award Agreement under the First Defiance Financial Corp. 2010 Equity Incentive Plan on March 21, 2014 and represent a target amount of common shares to be earned by the reporting person upon the achievement of certain performance criteria during the 2014 to 2016 performance period, subject to the reporting person's continued employment. As of February 24, 2017, a percentage of the restricted stock units were awarded following certification of financial results by the issuer's compensation committee. /s/ James R. Williams, III by Kevin T. Thompson P.O.A 2017-02-28