0001144204-15-063435.txt : 20151110 0001144204-15-063435.hdr.sgml : 20151110 20151106173128 ACCESSION NUMBER: 0001144204-15-063435 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151104 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DEFIANCE FINANCIAL CORP CENTRAL INDEX KEY: 0000946647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341803915 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 BUSINESS PHONE: 4107825015 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Williams James R. III CENTRAL INDEX KEY: 0001519529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26850 FILM NUMBER: 151213439 MAIL ADDRESS: STREET 1: 601 CLINTON STREET CITY: DEFIANCE STATE: OH ZIP: 43512 4 1 v424047_4.xml OWNERSHIP DOCUMENT X0306 4 2015-11-04 0 0000946647 FIRST DEFIANCE FINANCIAL CORP FDEF 0001519529 Williams James R. III 601 CLINTON STREET DEFIANCE OH 43512 0 1 0 0 Executive Vice President Common Shares 2015-11-04 4 M 0 750 26.47 A 5248 D Common Shares 2015-11-04 4 M 0 500 27.41 A 5748 D Common Shares 2015-11-04 4 M 0 500 17.64 A 6248 D Common Shares 2015-11-04 4 M 0 500 9.22 A 6748 D Common Shares 2814 I Held By ESOP Stock Option To Buy 26.47 2015-11-04 4 M 0 750 0 D 2007-05-22 2016-05-22 Common Shares 750 0 D Stock Option To Buy 27.41 2015-11-04 4 M 0 500 0 D 2008-04-16 2017-04-16 Common Shares 500 0 D Stock Option To Buy 17.64 2015-11-04 4 M 0 500 0 D 2009-04-21 2018-04-21 Common Shares 500 0 D Stock Option To Buy 9.22 2015-11-04 4 M 0 500 0 D 2010-04-20 2019-04-20 Common Shares 500 0 D The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan and an employee stock purchase plan. The shares became exercisable over a 5 year period, beginning on this date /s/ James R. Williams, III 2015-11-06