0000914317-11-001291.txt : 20110930 0000914317-11-001291.hdr.sgml : 20110930 20110930103918 ACCESSION NUMBER: 0000914317-11-001291 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110202 FILED AS OF DATE: 20110930 DATE AS OF CHANGE: 20110930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Strausbaugh Samuel S CENTRAL INDEX KEY: 0001350283 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-26850 FILM NUMBER: 111115951 MAIL ADDRESS: STREET 1: 601 CLINTON ST. CITY: DEFIANCE STATE: OH ZIP: 43512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DEFIANCE FINANCIAL CORP CENTRAL INDEX KEY: 0000946647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341803915 STATE OF INCORPORATION: OH FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 BUSINESS PHONE: 4107825015 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 4/A 1 form4a-117860_ssex.xml X0304 4/A 2011-02-02 2011-02-07 0 0000946647 FIRST DEFIANCE FINANCIAL CORP FDEF 0001350283 Strausbaugh Samuel S 601 CLINTON ST. DEFIANCE OH 43512 1 0 0 0 Common Shares 2011-02-02 4 A 0 68 13.17 A 4766 D A Form 4/A was filed on 2011-05-05 that stated the original filing, filed on 2011-02-07, was erroneous because Mr. Strausbaugh was not awarded 68 shares. Though Mr. Strausbaugh, in fact, did not receive an award of 68 shares, a purchase was made for the amount of 68 shares for Mr. Strausbaugh's account. This Form 4/A, filed on 2011-09-30, reinstates the Form 4 filing that was filed on 2011-02-07 and provides the correct date of the transaction. These shares were sold to the reporting person in lieu of director retainer fees of $895.56. This Form 4/A also now indicates the price at which the 68 shares were purchased for Mr. Strausbaugh's account. The ending balance differs from amounts previously reported because of shares acquired under a dividend reinvestment plan. /s/ Samuel S. Strausbaugh 2011-09-30