-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Eam8S0YgDz9VBMKI55qSI12Vpw/G6XensqGdkOxAP11efqtlE5d7viO+jAY8YABz rpROyqhpw0xdJVkbxsoZKA== 0000914317-07-002343.txt : 20070907 0000914317-07-002343.hdr.sgml : 20070907 20070907150248 ACCESSION NUMBER: 0000914317-07-002343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070906 FILED AS OF DATE: 20070907 DATE AS OF CHANGE: 20070907 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLEN GREGORY R CENTRAL INDEX KEY: 0001242645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26850 FILM NUMBER: 071105750 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST. CITY: DEFIANCE STATE: OH ZIP: 43512 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DEFIANCE FINANCIAL CORP CENTRAL INDEX KEY: 0000946647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341803915 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 BUSINESS PHONE: 4107825015 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 4 1 form4-86773_gaex.xml 4 X0202 4 2007-09-06 0 0000946647 FIRST DEFIANCE FINANCIAL CORP FDEF 0001242645 ALLEN GREGORY R 601 CLINTON ST. DEFIANCE OH 43512 0 1 0 0 President, Southern Market Common Stock 2007-09-06 4 S 0 1300 27.88 D 12915 D Common Stock 4604 I By ESOP Stock Options 27.41 2008-04-16 2017-04-16 Common Stock 1000 1000 D Stock Options 26.47 2007-05-22 2016-05-21 Common Stock 2000 2000 D Stock Options 25.89 2006-04-19 2015-04-18 Common Stock 2000 2000 D Stock Options 27.13 2005-04-19 2014-04-20 Common Stock 5000 5000 D Stock Options 19.53 2004-04-21 2013-04-20 Common Stock 5000 5000 D Stock Options 19.56 2004-01-20 2013-01-19 Common Stock 5000 5000 D Stock Options 14 2002-09-17 2011-09-16 Common Stock 16700 11700 D Increase from previously reported balance due to shares acquired by Employee Stock Purchase Plan and Dividend Reinvestment Plan Note - Options listed above vest at 20% per year. Options with an exercise price of $14.00 fully vest on 9/17/06, options with an exercise price of $19.56 fully vest on 1/20/08, options with an exercise price of $19.53 fully vest on 4/21/08, options with an exercise price of $27.13 fully vest on 4/19/09, options with an exercise price of $25.89 fully vest on 4/19/10, options with an exercise price of $26.47 fully vest on 5/22/11, and options with an exercise price of $27.41 fully vest on 4/16/12. /s/ Gregory R. Allen 2007-09-07 -----END PRIVACY-ENHANCED MESSAGE-----