-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TwlKCk35bvfzgrNzVJMRZTDLzGNCmXwGCYuBExAqutvtN7yCEUd4hPjHkLS+RNY4 JGbnQ3qKKTJUMHYYulP9RA== 0000914317-06-002509.txt : 20060831 0000914317-06-002509.hdr.sgml : 20060831 20060831114436 ACCESSION NUMBER: 0000914317-06-002509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060830 FILED AS OF DATE: 20060831 DATE AS OF CHANGE: 20060831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DEFIANCE FINANCIAL CORP CENTRAL INDEX KEY: 0000946647 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 341803915 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 BUSINESS PHONE: 4107825015 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROHRS JAMES L CENTRAL INDEX KEY: 0001242644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26850 FILM NUMBER: 061067467 BUSINESS ADDRESS: STREET 1: 601 CLINTON ST. CITY: DEFIANCE STATE: OH ZIP: 43512 MAIL ADDRESS: STREET 1: 601 CLINTON ST CITY: DEFIANCE STATE: OH ZIP: 43512 4 1 form4-78616_jrex.xml X0202 4 2006-08-30 0 0000946647 FIRST DEFIANCE FINANCIAL CORP FDFC 0001242644 ROHRS JAMES L 601 CLINTON ST. DEFIANCE OH 43512 1 1 0 0 Executive Vice President Common Stock 2006-08-30 4 S 0 643 26.99 D 25462 D Common Stock 3477 I By ESOP Stock Options 26.47 2007-05-22 2007-05-21 Common Stock 1000 1000 D Stock Options 25.89 2006-04-19 2015-04-18 Common Stock 2000 2000 D Stock Options 27.13 2005-04-19 2014-04-18 Common Stock 1000 1000 D Stock Options 19.53 2004-04-21 2013-04-20 Common Stock 5000 5000 D Stock Options 11.5625 2000-08-30 2009-08-29 Common Stock 25000 25000 D Stock Options 10.5163 2000-12-18 2010-12-17 Common Stock 600 600 D Stock Options 14.00 2001-09-17 2011-09-16 Common Stock 40000 40000 D Increase from previously reported balance due to shares acquired by Employee Stock Purchase Plan and Dividend Reinvestment Plan Note - Options listed above vest at 20% per year. Options with an exercise price of $11.5625, $10.5163 and $14.00 are fully vested. Options with an exercise price of $19.53 fully vest on 4/21/08, options with an exercise price of $27.13 fully vest on 4/19/09, options with an exercise price of $25.89 fully vest on 4/19/10 and options with an exercise price of $26.47 vest fully on 5/22/11. /s/ James L. Rohrs 2006-08-31 -----END PRIVACY-ENHANCED MESSAGE-----