0001450324-19-000008.txt : 20190312 0001450324-19-000008.hdr.sgml : 20190312 20190312162955 ACCESSION NUMBER: 0001450324-19-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190312 DATE AS OF CHANGE: 20190312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EQUELS THOMAS K. CENTRAL INDEX KEY: 0001450324 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-27072 FILM NUMBER: 19675456 MAIL ADDRESS: STREET 1: 2117 SW HIGHWAY 484 CITY: OCALA STATE: FL ZIP: 34473 FORMER NAME: FORMER CONFORMED NAME: Equels Thomas K. DATE OF NAME CHANGE: 20081119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEMISPHERX BIOPHARMA INC CENTRAL INDEX KEY: 0000946644 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 520845822 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2117 SW HIGHWAY 484 CITY: OCALA STATE: FL ZIP: 32801 BUSINESS PHONE: 215-988-0080 MAIL ADDRESS: STREET 1: 2117 SW HIGHWAY 484 CITY: OCALA STATE: FL ZIP: 32801 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-02-27 0 0000946644 HEMISPHERX BIOPHARMA INC HEB 0001450324 EQUELS THOMAS K. 2117 SW HIGHWAY 484 OCALA FL 34473 1 1 0 0 Exec. Vice Chairman/CEO/Pres. Series B Convertible Preferred Stock 2019-02-27 4 X 0 65 A 65 D Warrants 2019-02-27 4 X 0 325000 A 325000 D Subr Rights(to buy) 1000 2019-02-27 4 X 0 65 1000 A 2019-02-14 2019-03-05 Pref Stk/Warrants 0 D Each share has a stated value of $1,000 and is convertible into 5,000 shares of common stock and was issued as part of a subscription right issued in a rights offering. Each warrant is exercisable for one share of common stock at an exercise price of $0.20 per share and was issued as part of a subscription right issued in a rights offering. Represents $1,000 per unit purchased in the rights offering, each unit consisting of 1 share of Series B Preferred Stock and 5,000 warrants. Thomas K. Equels 2019-03-12