0001008161-15-000008.txt : 20151214
0001008161-15-000008.hdr.sgml : 20151214
20151214111124
ACCESSION NUMBER: 0001008161-15-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151209
FILED AS OF DATE: 20151214
DATE AS OF CHANGE: 20151214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEMISPHERX BIOPHARMA INC
CENTRAL INDEX KEY: 0000946644
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 520845822
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1617 JFK BLVD, SUITE #500
STREET 2: ONE PENN CENTER
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
BUSINESS PHONE: 215-988-0080
MAIL ADDRESS:
STREET 1: 1617 JFK BLVD, SUITE #500
STREET 2: ONE PENN CENTER
CITY: PHILADELPHIA
STATE: PA
ZIP: 19103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARTER WILLIAM A
CENTRAL INDEX KEY: 0001008161
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27072
FILM NUMBER: 151285084
MAIL ADDRESS:
STREET 1: 89501 OLD HIGHWAY
CITY: TAVERNIER
STATE: FL
ZIP: 33070
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-12-09
0
0000946644
HEMISPHERX BIOPHARMA INC
HEB
0001008161
CARTER WILLIAM A
89501 OLD HIGHWAY
TAVERNIER
FL
33070
1
1
0
0
CEO
Options
2.71
2015-12-09
4
J
0
73728
0
D
2010-12-22
2020-12-22
Common Stock
73728
0
D
Options
4.03
2015-12-09
4
J
0
10000
0
D
2012-04-13
2022-04-13
Common Stock
10000
0
D
Options
2.6
2015-12-09
4
J
0
320000
0
D
2015-12-08
2024-12-08
Common Stock
320000
0
D
Options
0.29
2015-12-09
4
J
0
100000
0
D
2012-07-05
2022-06-06
Common Stock
100000
0
D
Options
0.25
2015-12-09
4
J
0
150000
0
D
2013-08-02
2023-08-02
Common Stock
150000
0
D
Warrants
0.51
2015-12-09
4
J
0
491196
0
D
2009-02-01
2019-02-01
Common Stock
491196
0
D
As Section 5.1 in the 2009 Equity Incentive Plan states that there is an aggregate limitation of 3 million shares per person, these options and warrants were forfeited to comply with this limitation.
William A. Carter
2015-12-11