0001008161-15-000008.txt : 20151214 0001008161-15-000008.hdr.sgml : 20151214 20151214111124 ACCESSION NUMBER: 0001008161-15-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151209 FILED AS OF DATE: 20151214 DATE AS OF CHANGE: 20151214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEMISPHERX BIOPHARMA INC CENTRAL INDEX KEY: 0000946644 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 520845822 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1617 JFK BLVD, SUITE #500 STREET 2: ONE PENN CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 215-988-0080 MAIL ADDRESS: STREET 1: 1617 JFK BLVD, SUITE #500 STREET 2: ONE PENN CENTER CITY: PHILADELPHIA STATE: PA ZIP: 19103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER WILLIAM A CENTRAL INDEX KEY: 0001008161 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27072 FILM NUMBER: 151285084 MAIL ADDRESS: STREET 1: 89501 OLD HIGHWAY CITY: TAVERNIER STATE: FL ZIP: 33070 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2015-12-09 0 0000946644 HEMISPHERX BIOPHARMA INC HEB 0001008161 CARTER WILLIAM A 89501 OLD HIGHWAY TAVERNIER FL 33070 1 1 0 0 CEO Options 2.71 2015-12-09 4 J 0 73728 0 D 2010-12-22 2020-12-22 Common Stock 73728 0 D Options 4.03 2015-12-09 4 J 0 10000 0 D 2012-04-13 2022-04-13 Common Stock 10000 0 D Options 2.6 2015-12-09 4 J 0 320000 0 D 2015-12-08 2024-12-08 Common Stock 320000 0 D Options 0.29 2015-12-09 4 J 0 100000 0 D 2012-07-05 2022-06-06 Common Stock 100000 0 D Options 0.25 2015-12-09 4 J 0 150000 0 D 2013-08-02 2023-08-02 Common Stock 150000 0 D Warrants 0.51 2015-12-09 4 J 0 491196 0 D 2009-02-01 2019-02-01 Common Stock 491196 0 D As Section 5.1 in the 2009 Equity Incentive Plan states that there is an aggregate limitation of 3 million shares per person, these options and warrants were forfeited to comply with this limitation. William A. Carter 2015-12-11