0001415889-23-015637.txt : 20231130 0001415889-23-015637.hdr.sgml : 20231130 20231130170248 ACCESSION NUMBER: 0001415889-23-015637 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231129 FILED AS OF DATE: 20231130 DATE AS OF CHANGE: 20231130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW THOMAS J CENTRAL INDEX KEY: 0001174567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16465 FILM NUMBER: 231456517 MAIL ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RETRACTABLE TECHNOLOGIES INC CENTRAL INDEX KEY: 0000946563 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 752599762 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 BUSINESS PHONE: 9722941010 MAIL ADDRESS: STREET 1: 511 LOBO LANE CITY: LITTLE ELM STATE: TX ZIP: 75068-0009 4 1 form4-11302023_101138.xml X0508 4 2023-11-29 0000946563 RETRACTABLE TECHNOLOGIES INC RVP 0001174567 SHAW THOMAS J 511 LOBO LANE LITTLE ELM TX 75068 true true true false PRESIDENT AND CEO 1 Common Stock 2023-11-29 4 P 0 1000 1.14 A 14090208 D Common Stock 1281516 I Voting or Investment Control Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement. The Rule 10b5-1 Plan's date of adoption was August 22, 2023. Thomas J. Shaw 2023-11-30