0001144204-11-012802.txt : 20110304 0001144204-11-012802.hdr.sgml : 20110304 20110304111925 ACCESSION NUMBER: 0001144204-11-012802 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HEIL EDWARD F/IL/ CENTRAL INDEX KEY: 0000946535 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 631 E BUTTERFIELD RD STREET 2: SUITE 302 CITY: LOMBARD STATE: IL ZIP: 60148 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DUNE ENERGY INC CENTRAL INDEX KEY: 0001092839 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 954737507 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79881 FILM NUMBER: 11663060 BUSINESS ADDRESS: STREET 1: TWO SHELL PLAZA STREET 2: 777 WALKER STREET SUITE 2300 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132296300 MAIL ADDRESS: STREET 1: TWO SHELL PLAZA STREET 2: 777 WALKER STREET SUITE 2300 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: IP FACTORY INC DATE OF NAME CHANGE: 19990809 SC 13D/A 1 v213634_sc13da.htm Unassociated Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
SCHEDULE 13D/A

Under the Securities Exchange Act of 1934
(Amendment No. 1)
 
Dune Energy, Inc.
(Name of Issuer)

Common Stock, $0.001 par value per share
(Title of Class of Securities)

265338509
(CUSIP Number)

Ronald R. Peterson
Jenner & Block LLP, 353 N. Clark, Chicago, IL 60654
(312) 923-2981
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

March 1, 2011
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13D-1(e), 13d-1(f) or 13d-1(g),check the following box. o
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
CUSIP No.  265338509                                                                13D
1
  
NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
 
Edward F. Heil
 
     
2
  
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
 
(a)   o
 
(b)   o
     
3
  
SEC USE ONLY
   
   
     
4
  
SOURCE OF FUNDS (SEE INSTRUCTIONS)
   
 
PF
5
  
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e)
   
 
o
6
  
CITIZENSHIP OR PLACE OF ORGANIZATION
   
 
United States of America
 
7
  
SOLE VOTING POWER
     
NUMBER OF
  
1,648,723
SHARES
8
  
SHARED VOTING POWER
BENEFICIALLY
    
OWNED BY
  
0
EACH
9
  
SOLE DISPOSITIVE POWER
REPORTING
    
PERSON
  
1,648,723
WITH
10
  
SHARED DISPOSITIVE POWER
     
   
0
11
  
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
   
 
1,648,723
12
  
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
   
 
o
13
  
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
   
 
3.5%1
14
  
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
   
 
IN
1 The percentage reported in Row 13 is calculated based upon 46,968,621 shares of Common Stock of Dune Energy outstanding as of February 23, 2011, as set forth in Dune Energy’s Form 10-K filed on March 3, 2011 for the year ended December 31, 2010.
 
 
Page 2 of 4
 
 
Item 1. Security and Issuer.
 
    This Schedule 13D relates to the Common Stock, par value $0.001 per share (“Common Stock”), of Dune Energy, Inc., a Delaware corporation (“Dune Energy” or the “Company”), with its principal executive offices at Two Shell Plaza, 777 Walker St. Suite 2300, Houston, TX 77002.

Item 2. Identity and Background.

    This Statement is being filed by Edward F. Heil (“Mr. Heil”). Mr. Heil’s principal occupation is that of a land developer and private investor. His business address and the address where his principal occupation is conducted is 8052 Fisher Island Drive, Fisher Island, Florida 33109. Mr. Heil is a citizen of the United States of America.

    During the last five years, Mr. Heil has not: (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

Item 3. Source and Amount of Funds or Other Consideration.

    No change from Schedule 13D filed on November 4, 1010.

Item 4. Purpose of Transaction.

    This Statement is being filed to disclose the sales described in Item 5 below.
 
Item 5. Interest in Securities of the Issuer.

(a)       The aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by the individual named in Item 2 is as follows:
 
 
Number of
  
 
Shares of
  
Name
Common Stock
Percentage
     
Edward F. Heil
1,648,723
3.5%
                                                                                                                                                   
             The percentage reported above is calculated based upon 46,968,621 shares of Common Stock of Dune Energy outstanding as of February 23, 2011, as set forth in Dune Energy’s Form 10-K filed on March 3, 2011 for the year ended December 31, 2010.
 
(b)        Mr. Heil has the sole power to vote or direct the vote of 1,648,723 of the Common Stock and has sole dispositive power over 1,648,723 shares of the Common Stock.
 
(c)         
Date
Symbol
Buy/Sell
Quantity
Price
Sec. Description
Trade Date
CUSIP
03/03/2011
DUNR
SELL
-236827
0.9527
DUNE ENERGY INC COM PAR $0 001
03/03/2011
265338509
               
03/02/2011
DUNR
SELL
-689845
0.9662
DUNE ENERGY INC COM PAR $0 001
03/02/2011
265338509
               
03/01/2011
DUNR
SELL
-472500
    0.95
DUNE ENERGY INC COM PAR $0 001
03/01/2011
265338509
 
 
Page 3 of 4
 
 
(d)        No person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities beneficially owned by Mr. Heil.

(e)        Mr. Heil ceased to be the beneficial owner of more than five percent of the class of securities on March 2, 2011.

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

    None.

Item 7. Material to be filed as Exhibits.

See Item 5(c).



SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: March 4, 2011
 
 
         
 
EDWARD F. HEIL
  
     
 
By:  
/s/ Edward F. Heil 
  
   
Edward F. Heil 
  
       

 
 
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