<SEC-DOCUMENT>0001437749-22-009283-index.html : 20220420 <SEC-HEADER>0001437749-22-009283.hdr.sgml : 20220420 <ACCEPTANCE-DATETIME>20220420070739 ACCESSION NUMBER: 0001437749-22-009283 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 62 CONFORMED PERIOD OF REPORT: 20220420 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20220420 DATE AS OF CHANGE: 20220420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39290 FILM NUMBER: 22836314 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>wint20220419_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: wint20220419_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>2 <FILENAME>ex_360567.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 2 - file: ex_360567.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.2 <SEQUENCE>3 <FILENAME>ex_360799.htm <DESCRIPTION>EXHIBIT 99.2 <TEXT> Document 3 - file: ex_360799.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.SCH <SEQUENCE>4 <FILENAME>wint-20220420.xsd <DESCRIPTION>XBRL TAXONOMY EXTENSION SCHEMA <TEXT> Document 4 - file: wint-20220420.xsd
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.DEF <SEQUENCE>5 <FILENAME>wint-20220420_def.xml <DESCRIPTION>XBRL TAXONOMY EXTENSION DEFINITION LINKBASE <TEXT> Document 5 - file: wint-20220420_def.xml
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.LAB <SEQUENCE>6 <FILENAME>wint-20220420_lab.xml <DESCRIPTION>XBRL TAXONOMY EXTENSION LABEL LINKBASE <TEXT> Document 6 - file: wint-20220420_lab.xml
</DOCUMENT> <DOCUMENT> <TYPE>EX-101.PRE <SEQUENCE>7 <FILENAME>wint-20220420_pre.xml <DESCRIPTION>XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE <TEXT> Document 7 - file: wint-20220420_pre.xml
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>8 <FILENAME>ecs01.jpg <TEXT> Document 8 - file: ecs01.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>9 <FILENAME>ecs02.jpg <TEXT> Document 9 - file: ecs02.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>10 <FILENAME>ecs03.jpg <TEXT> Document 10 - file: ecs03.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>11 <FILENAME>ecs04.jpg <TEXT> Document 11 - file: ecs04.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>12 <FILENAME>ecs05.jpg <TEXT> Document 12 - file: ecs05.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>ecs06.jpg <TEXT> Document 13 - file: ecs06.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ecs07.jpg <TEXT> Document 14 - file: ecs07.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>ecs08.jpg <TEXT> Document 15 - file: ecs08.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>ecs09.jpg <TEXT> Document 16 - file: ecs09.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>ecs10.jpg <TEXT> Document 17 - file: ecs10.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>ecs11.jpg <TEXT> Document 18 - file: ecs11.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>ecs12.jpg <TEXT> Document 19 - file: ecs12.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>ecs13.jpg <TEXT> Document 20 - file: ecs13.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>ecs14.jpg <TEXT> Document 21 - file: ecs14.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>22 <FILENAME>ecs15.jpg <TEXT> Document 22 - file: ecs15.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>23 <FILENAME>ecs16.jpg <TEXT> Document 23 - file: ecs16.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>24 <FILENAME>ecs17.jpg <TEXT> Document 24 - file: ecs17.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>25 <FILENAME>ecs18.jpg <TEXT> Document 25 - file: ecs18.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>26 <FILENAME>ecs19.jpg <TEXT> Document 26 - file: ecs19.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>27 <FILENAME>ecs20.jpg <TEXT> Document 27 - file: ecs20.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>28 <FILENAME>ecs21.jpg <TEXT> Document 28 - file: ecs21.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>29 <FILENAME>ecs22.jpg <TEXT> Document 29 - file: ecs22.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>30 <FILENAME>ecs23.jpg <TEXT> Document 30 - file: ecs23.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>31 <FILENAME>ecs24.jpg <TEXT> Document 31 - file: ecs24.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>32 <FILENAME>ecs25.jpg <TEXT> Document 32 - file: ecs25.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>33 <FILENAME>ecs26.jpg <TEXT> Document 33 - file: ecs26.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>34 <FILENAME>ecs27.jpg <TEXT> Document 34 - file: ecs27.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>35 <FILENAME>ecs28.jpg <TEXT> Document 35 - file: ecs28.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>36 <FILENAME>ecs29.jpg <TEXT> Document 36 - file: ecs29.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>37 <FILENAME>ecs30.jpg <TEXT> Document 37 - file: ecs30.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>38 <FILENAME>ecs31.jpg <TEXT> Document 38 - file: ecs31.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>39 <FILENAME>ecs32.jpg <TEXT> Document 39 - file: ecs32.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>40 <FILENAME>ecs33.jpg <TEXT> Document 40 - file: ecs33.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>41 <FILENAME>ecs34.jpg <TEXT> Document 41 - file: ecs34.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>42 <FILENAME>ecs35.jpg <TEXT> Document 42 - file: ecs35.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>43 <FILENAME>ecs36.jpg <TEXT> Document 43 - file: ecs36.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>44 <FILENAME>ecs37.jpg <TEXT> Document 44 - file: ecs37.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>45 <FILENAME>ecs38.jpg <TEXT> Document 45 - file: ecs38.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>46 <FILENAME>ecs39.jpg <TEXT> Document 46 - file: ecs39.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>47 <FILENAME>ecs40.jpg <TEXT> Document 47 - file: ecs40.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>48 <FILENAME>ecs41.jpg <TEXT> Document 48 - file: ecs41.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>49 <FILENAME>ecs42.jpg <TEXT> Document 49 - file: ecs42.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>50 <FILENAME>ecs43.jpg <TEXT> Document 50 - file: ecs43.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>51 <FILENAME>ecs44.jpg <TEXT> Document 51 - file: ecs44.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>52 <FILENAME>ecs45.jpg <TEXT> Document 52 - file: ecs45.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>53 <FILENAME>ecs46.jpg <TEXT> Document 53 - file: ecs46.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>54 <FILENAME>pic1.jpg <TEXT> Document 54 - file: pic1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>55 <FILENAME>R1.htm <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 55 - file: R1.htm
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>56 <FILENAME>wint20220419_8k_htm.xml <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 56 - file: wint20220419_8k_htm.html
Document 56 - RAW XML: wint20220419_8k_htm.xml
</DOCUMENT> <DOCUMENT> <TYPE>EXCEL <SEQUENCE>57 <FILENAME>Financial_Report.xlsx <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 57 - file: Financial_Report.xlsx
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>58 <FILENAME>Show.js <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 58 - file: Show.js
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>59 <FILENAME>report.css <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 59 - file: report.css
</DOCUMENT> <DOCUMENT> <TYPE>XML <SEQUENCE>60 <FILENAME>FilingSummary.xml <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 60 - file: FilingSummary.html
Document 60 - RAW XML: FilingSummary.xml
</DOCUMENT> <DOCUMENT> <TYPE>JSON <SEQUENCE>62 <FILENAME>MetaLinks.json <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 62 - file: MetaLinks.json
</DOCUMENT> <DOCUMENT> <TYPE>ZIP <SEQUENCE>63 <FILENAME>0001437749-22-009283-xbrl.zip <DESCRIPTION>IDEA: XBRL DOCUMENT <TEXT> Document 63 - file: 0001437749-22-009283-xbrl.zip
</DOCUMENT> </SEC-DOCUMENT>