0001437749-20-011879.txt : 20200527
0001437749-20-011879.hdr.sgml : 20200527
20200527215657
ACCESSION NUMBER: 0001437749-20-011879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200522
FILED AS OF DATE: 20200527
DATE AS OF CHANGE: 20200527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Templeton Mary B Esq
CENTRAL INDEX KEY: 0001530067
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39290
FILM NUMBER: 20916818
MAIL ADDRESS:
STREET 1: 2600 KELLY RD
CITY: WARRINGTON
STATE: PA
ZIP: 18976
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-05-22
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001530067
Templeton Mary B Esq
2600 KELLY ROAD
SUITE 100
WARRINGTON
PA
18976
1
SVP, Gen Counsel & Corp Sec
Common Stock
2020-05-22
4
P
0
1103
7.25
A
1134
D
Common Stock
332
I
By Trust
Common Stock Warrants
7.975
2020-05-22
4
P
0
1103
0
A
2020-05-22
2025-05-22
Common Stock
1103
1103
D
Adjusted to reflect 1-for-3 reverse stock split effective April 29, 2020.
Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan.
Issued in connection with the purchase of shares of common stock on May 22, 2020 as reported above.
/s/ Mary B. Templeton, Esq.
2020-05-27