0001437749-20-011877.txt : 20200527 0001437749-20-011877.hdr.sgml : 20200527 20200527215427 ACCESSION NUMBER: 0001437749-20-011877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200522 FILED AS OF DATE: 20200527 DATE AS OF CHANGE: 20200527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simonson Steven CENTRAL INDEX KEY: 0001624401 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39290 FILM NUMBER: 20916811 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD, SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 4 1 rdgdoc.xml FORM 4 X0306 4 2020-05-22 0000946486 WINDTREE THERAPEUTICS INC /DE/ WINT 0001624401 Simonson Steven 2600 KELLY ROAD SUITE 100 WARRINGTON PA 18976 1 SVP, Chief Medical Officer Common Stock 2020-05-22 4 P 0 517 7.25 A 10802 D Common Stock 292 I By Trust Common Stock Warrants 7.975 2020-05-22 4 P 0 517 0 A 2020-05-22 2025-05-22 Common Stock 517 517 D Adjusted to reflect 1-for-3 reverse stock split effective April 29, 2020. Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan. Issued in connection with the purchase of shares of common stock on May 22, 2020 as reported above. /s/ Steven Simonson 2020-05-27