0001437749-19-002272.txt : 20190211 0001437749-19-002272.hdr.sgml : 20190211 20190211213640 ACCESSION NUMBER: 0001437749-19-002272 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190207 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tattory John A CENTRAL INDEX KEY: 0001499834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 19587431 MAIL ADDRESS: STREET 1: 2600 KELLY RD CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER NAME: FORMER CONFORMED NAME: Tattory John Andrew DATE OF NAME CHANGE: 20100824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 4 1 rdgdoc.xml FORM 4 X0306 4 2019-02-07 0000946486 WINDTREE THERAPEUTICS INC /DE/ WINT 0001499834 Tattory John A 2600 KELLY ROAD SUITE 100 WARRINGTON PA 18976 1 SVP & CFO Common Stock 2019-02-07 4 D 0 22078 0 D 14125 D Common Stock 2019-02-07 4 A 0 22078 0 A 36203 D Common Stock 713 I By Trust The two reported transactions relate to the cancellation of a portion of the restricted stock unit (RSU) award granted on November 1, 2017 and vesting in two equal installments, and the immediate re-issuance of replacement RSUs on substantially the same economic terms. Holding amount represents issuer's matching stock contribution pursuant to 401(k) plan. /s/ John A. Tattory 2019-02-11