0001437749-17-003781.txt : 20170303 0001437749-17-003781.hdr.sgml : 20170303 20170303162419 ACCESSION NUMBER: 0001437749-17-003781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/ CENTRAL INDEX KEY: 0000946486 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 943171943 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 BUSINESS PHONE: 2154889300 MAIL ADDRESS: STREET 1: 2600 KELLY ROAD STREET 2: SUITE 100 CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER COMPANY: FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/ DATE OF NAME CHANGE: 19971201 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC DATE OF NAME CHANGE: 19961121 FORMER COMPANY: FORMER CONFORMED NAME: ANSAN INC DATE OF NAME CHANGE: 19950609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tattory John A CENTRAL INDEX KEY: 0001499834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26422 FILM NUMBER: 17663964 MAIL ADDRESS: STREET 1: 2600 KELLY RD CITY: WARRINGTON STATE: PA ZIP: 18976 FORMER NAME: FORMER CONFORMED NAME: Tattory John Andrew DATE OF NAME CHANGE: 20100824 4 1 rdgdoc.xml FORM 4 X0306 4 2017-03-01 0000946486 WINDTREE THERAPEUTICS INC /DE/ WINT 0001499834 Tattory John A 2600 KELLY ROAD SUITE 100 WARRINGTON PA 18976 1 SVP & CFO Common Stock 1071 D Common Stock 9199 I By Trust Incentive Stock Option (Right to Buy) 1.23 2017-03-01 4 A 0 43761 0 A 2018-03-01 2027-03-01 Common Stock 43761 43761 D Non-Qualified Stock Option (Right to Buy) 1.23 2017-03-01 4 A 0 11239 0 A 2018-03-01 2027-03-01 Common Stock 11239 11239 D This employee stock option shall vest in a series of three successive, equal installments beginning with the first anniversary of the grant. /s/ John A. Tattory 2017-03-03