0001437749-17-003781.txt : 20170303
0001437749-17-003781.hdr.sgml : 20170303
20170303162419
ACCESSION NUMBER: 0001437749-17-003781
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tattory John A
CENTRAL INDEX KEY: 0001499834
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 17663964
MAIL ADDRESS:
STREET 1: 2600 KELLY RD
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER NAME:
FORMER CONFORMED NAME: Tattory John Andrew
DATE OF NAME CHANGE: 20100824
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-03-01
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001499834
Tattory John A
2600 KELLY ROAD
SUITE 100
WARRINGTON
PA
18976
1
SVP & CFO
Common Stock
1071
D
Common Stock
9199
I
By Trust
Incentive Stock Option (Right to Buy)
1.23
2017-03-01
4
A
0
43761
0
A
2018-03-01
2027-03-01
Common Stock
43761
43761
D
Non-Qualified Stock Option (Right to Buy)
1.23
2017-03-01
4
A
0
11239
0
A
2018-03-01
2027-03-01
Common Stock
11239
11239
D
This employee stock option shall vest in a series of three successive, equal installments beginning with the first anniversary of the grant.
/s/ John A. Tattory
2017-03-03