0001437749-16-036734.txt : 20160808
0001437749-16-036734.hdr.sgml : 20160808
20160808160711
ACCESSION NUMBER: 0001437749-16-036734
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160804
FILED AS OF DATE: 20160808
DATE AS OF CHANGE: 20160808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WINDTREE THERAPEUTICS INC /DE/
CENTRAL INDEX KEY: 0000946486
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 943171943
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
BUSINESS PHONE: 2154889300
MAIL ADDRESS:
STREET 1: 2600 KELLY ROAD
STREET 2: SUITE 100
CITY: WARRINGTON
STATE: PA
ZIP: 18976
FORMER COMPANY:
FORMER CONFORMED NAME: DISCOVERY LABORATORIES INC /DE/
DATE OF NAME CHANGE: 19971201
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN PHARMACEUTICALS INC
DATE OF NAME CHANGE: 19961121
FORMER COMPANY:
FORMER CONFORMED NAME: ANSAN INC
DATE OF NAME CHANGE: 19950609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEACOCK BRUCE
CENTRAL INDEX KEY: 0001228459
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26422
FILM NUMBER: 161814204
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-08-04
0000946486
WINDTREE THERAPEUTICS INC /DE/
WINT
0001228459
PEACOCK BRUCE
2600 KELLY ROAD
SUITE 100
WARRINGTON
PA
18976
1
Common Stock
2016-08-04
4
A
0
4348
0
A
6211
D
Non-Qualified Stock Option (Right to Buy)
1.84
2016-08-04
4
A
0
15000
0
A
2017-08-04
2026-08-04
Common Stock
15000
15000
D
Restricted stock units (RSUs), which represent a contingent right to receive the equivalent number of shares of common stock. The RSUs shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.
Adjusted to reflect 1-for-14 reverse stock split effective January 22, 2016.
Stock option shall fully vest upon the first anniversary of the grant date or as provided under the Award Agreement and 2011 Plan.
/s/ Mary B. Templeton, Esq., as Attorney-in-Fact
2016-08-08