0001493152-23-023878.txt : 20230706 0001493152-23-023878.hdr.sgml : 20230706 20230706194950 ACCESSION NUMBER: 0001493152-23-023878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230703 FILED AS OF DATE: 20230706 DATE AS OF CHANGE: 20230706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cerminara Kyle CENTRAL INDEX KEY: 0001619991 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13906 FILM NUMBER: 231074955 MAIL ADDRESS: STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC STREET 2: 108 GATEWAY BLVD., SUITE 204 CITY: MOORESVILLE STATE: NC ZIP: 28117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FG Group Holdings Inc. CENTRAL INDEX KEY: 0000946454 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 470587703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET STREET 2: SUITE 175 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: (704) 994-8279 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET STREET 2: SUITE 175 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: BALLANTYNE STRONG, INC. DATE OF NAME CHANGE: 20090611 FORMER COMPANY: FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC DATE OF NAME CHANGE: 19950608 4 1 ownership.xml X0407 4 2023-07-03 0 0000946454 FG Group Holdings Inc. FGH 0001619991 Cerminara Kyle C/O FG GROUP HOLDINGS INC. 5960 FAIRVIEW ROAD, SUITE 275 CHARLOTTE NC 28210 1 0 1 0 0 Common Stock 2023-07-03 4 A 0 26041 0 A 401164 D Common Stock 7540 I By 401(k) Plan Common Stock 11220 I By Spouse Common Stock 4220 I By Minor Children Common Stock 5137953 I Fundamental Global Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. These RSUs will vest in full on the first anniversary of the grant date, which was July 3, 2023, subject to continuous service through such vesting date. The partnerships managed by Fundamental Global GP, LLC ("Fundamental Global"), including Ballantyne Strong Holdings, LLC, and Fundamental Global Holdings, LP, beneficially own in the aggregate 5,137,953 shares of Common Stock, which represent approximately 26.4% of the Company's outstanding shares of Common Stock. Due to his positions with Fundamental Global and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock that may be deemed to be beneficially owned by Fundamental Global. Mr. Cerminara disclaims beneficial ownership of the shares referred to herein except to the extent of his pecuniary interest therein. /s/ D. Kyle Cerminara 2023-07-06