0001493152-23-023878.txt : 20230706
0001493152-23-023878.hdr.sgml : 20230706
20230706194950
ACCESSION NUMBER: 0001493152-23-023878
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230703
FILED AS OF DATE: 20230706
DATE AS OF CHANGE: 20230706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cerminara Kyle
CENTRAL INDEX KEY: 0001619991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13906
FILM NUMBER: 231074955
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 108 GATEWAY BLVD., SUITE 204
CITY: MOORESVILLE
STATE: NC
ZIP: 28117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FG Group Holdings Inc.
CENTRAL INDEX KEY: 0000946454
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 470587703
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: (704) 994-8279
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE STRONG, INC.
DATE OF NAME CHANGE: 20090611
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC
DATE OF NAME CHANGE: 19950608
4
1
ownership.xml
X0407
4
2023-07-03
0
0000946454
FG Group Holdings Inc.
FGH
0001619991
Cerminara Kyle
C/O FG GROUP HOLDINGS INC.
5960 FAIRVIEW ROAD, SUITE 275
CHARLOTTE
NC
28210
1
0
1
0
0
Common Stock
2023-07-03
4
A
0
26041
0
A
401164
D
Common Stock
7540
I
By 401(k) Plan
Common Stock
11220
I
By Spouse
Common Stock
4220
I
By Minor Children
Common Stock
5137953
I
Fundamental Global
Restricted Share Units (RSUs) granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. These RSUs will vest in full on the first anniversary of the grant date, which was July 3, 2023, subject to continuous service through such vesting date.
The partnerships managed by Fundamental Global GP, LLC ("Fundamental Global"), including Ballantyne Strong Holdings, LLC, and Fundamental Global Holdings, LP, beneficially own in the aggregate 5,137,953 shares of Common Stock, which represent approximately 26.4% of the Company's outstanding shares of Common Stock. Due to his positions with Fundamental Global and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock that may be deemed to be beneficially owned by Fundamental Global. Mr. Cerminara disclaims beneficial ownership of the shares referred to herein except to the extent of his pecuniary interest therein.
/s/ D. Kyle Cerminara
2023-07-06