0001493152-22-018710.txt : 20220706
0001493152-22-018710.hdr.sgml : 20220706
20220706175919
ACCESSION NUMBER: 0001493152-22-018710
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220701
FILED AS OF DATE: 20220706
DATE AS OF CHANGE: 20220706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cerminara Kyle
CENTRAL INDEX KEY: 0001619991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13906
FILM NUMBER: 221069971
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 108 GATEWAY BLVD., SUITE 204
CITY: MOORESVILLE
STATE: NC
ZIP: 28117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC.
CENTRAL INDEX KEY: 0000946454
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 470587703
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: (704) 994-8279
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC
DATE OF NAME CHANGE: 19950608
4
1
ownership.xml
X0306
4
2022-07-01
0
0000946454
BALLANTYNE STRONG, INC.
BTN
0001619991
Cerminara Kyle
C/O BALLANTYNE STRONG, INC.
4201 CONGRESS STREET, SUITE 175
CHARLOTTE
NC
28209
1
0
1
0
Common Stock
2022-07-01
4
A
0
20833
0
A
375123
D
Common Stock
7540
I
By 401(k) Plan
Common Stock
11220
I
By Spouse
Common Stock
4220
I
By Minor Children
Common Stock
4915453
I
Fundamental Global
Stock Options (Right to Buy)
4.7
2028-01-26
Common Stock
50000
50000
D
Stock Options (Right to Buy)
2.89
2029-06-06
Common Stock
30000
30000
D
Held by the Fundamental Global entities. Due to his positions with Fundamental Global GP, LLC, and other Fundamental Global entities, Mr. Cerminara may be deemed to be a beneficial owner of the shares of Common Stock held by Fundamental Global. Mr. Cerminara disclaims beneficial ownership of the shares referred to herein except to the extent of his pecuniary interest therein.
Restricted Stock Units (RSUs) granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. These RSUs will vest in full on the first anniversary of the grant date, July 1, 2022, subject to continuous service through such vesting date.
Includes remaining 9,554 unvested RSUs granted on July 1, 2020, as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. These RSUs vest 1/3 each year beginning on the first anniversary of the grant date, subject to continuous service through such vesting dates.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. These Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. These Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
/s/ D. Kyle Cerminara
2022-07-06