0001493152-21-016244.txt : 20210706 0001493152-21-016244.hdr.sgml : 20210706 20210706170104 ACCESSION NUMBER: 0001493152-21-016244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210701 FILED AS OF DATE: 20210706 DATE AS OF CHANGE: 20210706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roschman Robert J CENTRAL INDEX KEY: 0001641669 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13906 FILM NUMBER: 211074919 MAIL ADDRESS: STREET 1: 1759 SE 10TH STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC. CENTRAL INDEX KEY: 0000946454 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 470587703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET STREET 2: SUITE 175 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: (704) 994-8279 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET STREET 2: SUITE 175 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC DATE OF NAME CHANGE: 19950608 4 1 ownership.xml X0306 4 2021-07-01 0 0000946454 BALLANTYNE STRONG, INC. BTN 0001641669 Roschman Robert J C/O BALLANTYNE STRONG, INC. 4201 CONGRESS STREET, SUITE 175 CHARLOTTE NC 28209 1 0 0 0 Common Stock 2021-07-01 4 A 0 8403 0 A 109027 D Restricted Stock Units (RSUs) granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. These RSUs will vest in full on the first anniversary of the grant date, July 1, 2021, subject to continuous service through such vesting date. Includes (i) remaining unvested 4,855 RSUs granted on July 1, 2019, as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan, and (ii) 19,108 unvested RSUs granted on July 1, 2020, as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. These RSUs vest 1/3 each year beginning on the first anniversary of the grant date, subject to continuous service through such vesting dates. /s/ Robert J. Roschman 2021-07-06