0001493152-21-013844.txt : 20210608
0001493152-21-013844.hdr.sgml : 20210608
20210608182524
ACCESSION NUMBER: 0001493152-21-013844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210606
FILED AS OF DATE: 20210608
DATE AS OF CHANGE: 20210608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOEGNER RAY
CENTRAL INDEX KEY: 0001251935
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13906
FILM NUMBER: 211003376
MAIL ADDRESS:
STREET 1: 4350 MCKINLEY ST
CITY: OMAHA
STATE: NE
ZIP: 68112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC.
CENTRAL INDEX KEY: 0000946454
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 470587703
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: (704) 994-8279
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC
DATE OF NAME CHANGE: 19950608
4
1
ownership.xml
X0306
4
2021-06-06
0
0000946454
BALLANTYNE STRONG, INC.
BTN
0001251935
BOEGNER RAY
4201 CONGRESS STREET,
SUITE 175
CHARLOTTE
NC
28209
0
1
0
0
President-Strong Entertainment
Common Stock
2021-06-06
4
F
0
3819
5.00
D
234200
D
Stock Options (Right to Buy)
4.7
2022-01-11
Common Stock
5000
5000
D
Stock Options (Right to Buy)
4.33
2025-11-22
Common Stock
32000
32000
D
Stock Options (Right to Buy)
6.5
2027-02-28
Common Stock
40000
40000
D
Stock Options (Right to Buy)
4.7
2028-01-26
Common Stock
50000
50000
D
Stock Options (Right to Buy)
2.89
2029-06-06
Common Stock
20000
20000
D
Stock Options (Right to Buy)
1.6
2030-10-09
Common Stock
15000
15000
D
Includes (i) remaining unvested 13,334 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 30,000 RSUs granted on October 9, 2020 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates.
Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options became exercisable 1/4 each year beginning on the first anniversary of the grant date and were vested in full as of January 11, 2016.
Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015.
Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.
/s/ Ray F. Boegner
2021-06-08