0001493152-20-019353.txt : 20201013 0001493152-20-019353.hdr.sgml : 20201013 20201013164625 ACCESSION NUMBER: 0001493152-20-019353 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201009 FILED AS OF DATE: 20201013 DATE AS OF CHANGE: 20201013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOEGNER RAY CENTRAL INDEX KEY: 0001251935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13906 FILM NUMBER: 201236874 MAIL ADDRESS: STREET 1: 4350 MCKINLEY ST CITY: OMAHA STATE: NE ZIP: 68112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC. CENTRAL INDEX KEY: 0000946454 STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861] IRS NUMBER: 470587703 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4201 CONGRESS STREET STREET 2: SUITE 175 CITY: CHARLOTTE STATE: NC ZIP: 28209 BUSINESS PHONE: (704) 994-8279 MAIL ADDRESS: STREET 1: 4201 CONGRESS STREET STREET 2: SUITE 175 CITY: CHARLOTTE STATE: NC ZIP: 28209 FORMER COMPANY: FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC DATE OF NAME CHANGE: 19950608 4 1 ownership.xml X0306 4 2020-10-09 0 0000946454 BALLANTYNE STRONG, INC. BTN 0001251935 BOEGNER RAY 4201 CONGRESS STREET, SUITE 175 CHARLOTTE NC 28209 0 1 0 0 President-Strong Entertainment Common Stock 2020-10-09 4 A 0 30000 0.00 A 238019 D Stock Options (Right to Buy) 4.7 2022-01-11 Common Stock 5000 5000 D Stock Options (Right to Buy) 4.33 2025-11-22 Common Stock 32000 32000 D Stock Options (Right to Buy) 6.5 2027-02-28 Common Stock 40000 40000 D Stock Options (Right to Buy) 4.7 2028-01-26 Common Stock 50000 50000 D Stock Options (Right to Buy) 2.89 2029-06-06 Common Stock 20000 20000 D Stock Options (Right to Buy) 1.6 2020-10-09 4 A 0 15000 0.00 A 2030-10-09 Common Stock 15000 15000 D Restricted stock units (RSUs) granted pursuant to the 2017 Omnibus Equity Compensation Plan. RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates. Includes (i) remaining unvested 13,334 RSUs granted on January 26, 2018 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 26,667 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options became exercisable 1/4 each year beginning on the first anniversary of the grant date and were vested in full as of January 11, 2016. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, November 22, 2015. Stock Options granted under the Company's 2010 Long-Term Incentive Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, February 28, 2017. Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, January 26, 2018. Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019. Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020. /s/ Ray F. Boegner 2020-10-13