0001493152-20-019352.txt : 20201013
0001493152-20-019352.hdr.sgml : 20201013
20201013164444
ACCESSION NUMBER: 0001493152-20-019352
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201009
FILED AS OF DATE: 20201013
DATE AS OF CHANGE: 20201013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roberson Mark D.
CENTRAL INDEX KEY: 0001415593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13906
FILM NUMBER: 201236853
MAIL ADDRESS:
STREET 1: 27271 LAS RAMBLAS, STE. 200
CITY: MISSION VIEJO
STATE: CA
ZIP: 92691
FORMER NAME:
FORMER CONFORMED NAME: Roberson Mark Daniel
DATE OF NAME CHANGE: 20071018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC.
CENTRAL INDEX KEY: 0000946454
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 470587703
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: (704) 994-8279
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC
DATE OF NAME CHANGE: 19950608
4
1
ownership.xml
X0306
4
2020-10-09
0
0000946454
BALLANTYNE STRONG, INC.
BTN
0001415593
Roberson Mark D.
4201 CONGRESS STREET, SUITE 175
CHARLOTTE
NC
28209
0
1
0
0
CEO
Common Stock
2020-10-09
4
A
0
40000
0.00
A
157000
D
Stock Options (Right to Buy)
2.25
2028-12-04
Common Stock
40000
40000
D
Stock Options (Right to Buy)
2.89
2029-06-06
Common Stock
30000
30000
D
Stock Options (Right to Buy)
1.6
2020-10-09
4
A
0
20000
0
A
2030-10-09
Common Stock
20000
20000
D
Restricted stock units (RSUs) granted pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, October 9, 2020, subject to continuous service through such vesting dates.
Includes (i) remaining unvested 33,334 RSUs granted on December 4, 2018 pursuant to the 2017 Omnibus Equity Compensation Plan and (ii) remaining unvested 43,334 RSUs granted on June 6, 2019 pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs vest 1/3 each year beginning on the first anniversary of the respective grant date, subject to continuous service through such vesting dates.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, December 4, 2018.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, June 6, 2019.
Stock Options granted under the Company's 2017 Omnibus Equity Compensation Plan. Stock Options become exercisable 1/5 each year beginning on the first anniversary of the grant date, October 9, 2020.
/s/ Mark D. Roberson
2020-10-13