0001493152-20-012666.txt : 20200706
0001493152-20-012666.hdr.sgml : 20200706
20200706171915
ACCESSION NUMBER: 0001493152-20-012666
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200701
FILED AS OF DATE: 20200706
DATE AS OF CHANGE: 20200706
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Lewis M
CENTRAL INDEX KEY: 0001619951
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13906
FILM NUMBER: 201014317
MAIL ADDRESS:
STREET 1: C/O FUNDAMENTAL GLOBAL INVESTORS, LLC
STREET 2: 4201 CONGRESS STREET, SUITE 140
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALLANTYNE STRONG, INC.
CENTRAL INDEX KEY: 0000946454
STANDARD INDUSTRIAL CLASSIFICATION: PHOTOGRAPHIC EQUIPMENT & SUPPLIES [3861]
IRS NUMBER: 470587703
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
BUSINESS PHONE: (704) 994-8279
MAIL ADDRESS:
STREET 1: 4201 CONGRESS STREET
STREET 2: SUITE 175
CITY: CHARLOTTE
STATE: NC
ZIP: 28209
FORMER COMPANY:
FORMER CONFORMED NAME: BALLANTYNE OF OMAHA INC
DATE OF NAME CHANGE: 19950608
4
1
ownership.xml
X0306
4
2020-07-01
0
0000946454
BALLANTYNE STRONG, INC.
BTN
0001619951
Johnson Lewis M
C/O BALLANTYNE STRONG, INC.
4201 CONGRESS STREET, SUITE 175
CHARLOTTE
NC
28209
1
0
1
0
Common Stock
2020-07-01
4
A
0
28662
0
A
85648
D
Common Stock
4744024
I
Fundamental Global
Restricted stock units granted as non-employee director compensation pursuant to the 2017 Omnibus Equity Compensation Plan. The RSUs will vest 1/3 each year beginning on the first anniversary of the grant date, July 1, 2020, subject to continuous service through such vesting dates.
Includes remaining 16,376 RSUs granted on July 1, 2019 as non-employee director compensation, including RSUs granted for services as Co-Chairman of the Board, pursuant to the 2017 Omnibus Equity Compensation Plan (not including the 8,187 RSUs that have vested to date). The RSUs vest 1/3 each year beginning on the first anniversary of the grant date, subject to continuous service through such vesting dates.
Held by the Fundamental Global entities. Due to his positions with Fundamental Global Investors, LLC and other Fundamental Global entities, Mr. Johnson may be deemed to be a beneficial owner of Common Stock held by Fundamental Global. Mr. Johnson disclaims any beneficial ownership of the shares referenced to herein except to the extent of his pecuniary interest therein. In addition, CWA Asset Management Group, LLC, of which 50% is owned by Fundamental Global Investors, LLC, holds 709,924 shares of Common Stock (excluding D. Kyle Cerminara's, Lewis M. Johnson's and Joseph H. Moglia's shares held in CWA accounts) for the accounts of individual investors.
/s/ Lewis M. Johnson
2020-07-06