-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GD4CZ2hVYkhldA9zhSNi19pFmXrScIzMqPL6CBpYb/kKwp4eBYTZnzwNGRLfUf2j WayXV9tgFWQdxbYXMrUBlQ== 0000946426-08-000001.txt : 20080529 0000946426-08-000001.hdr.sgml : 20080529 20080529125336 ACCESSION NUMBER: 0000946426-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080528 FILED AS OF DATE: 20080529 DATE AS OF CHANGE: 20080529 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUCO2 INC /FL CENTRAL INDEX KEY: 0000947577 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 650180800 STATE OF INCORPORATION: FL FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2800 S E MARKET PLACE CITY: STUART STATE: FL ZIP: 34997 BUSINESS PHONE: 5612211754 MAIL ADDRESS: STREET 1: 2820 SE MARKET PLACE CITY: STUART STATE: FL ZIP: 34997 FORMER COMPANY: FORMER CONFORMED NAME: FOWLER CARBONICS INC DATE OF NAME CHANGE: 19951108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FROME ROBERT L CENTRAL INDEX KEY: 0000946426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27378 FILM NUMBER: 08865619 BUSINESS ADDRESS: STREET 1: 505 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127537200 MAIL ADDRESS: STREET 1: 3220 TILLMAN DRIVE SUITE 300 CITY: BENSALEM STATE: PA ZIP: 19020 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-05-28 0 0000947577 NUCO2 INC /FL NUCO 0000946426 FROME ROBERT L 2800 SE MARKET PLACE STUART FL 34997 1 0 0 0 Common Stock, $.001 par value 2008-05-28 4 D 0 60202 30 D 0 D Common Stock, $.001 par value 2008-05-28 4 D 0 7000 30 D 0 I By immediate family Common Stock, $.001 par value 2008-05-28 4 D 0 8000 30 D 0 I By limited partnership Common Stock, $.001 par value 2008-05-28 4 D 0 3550 30 D 0 I By spouse Common Stock Option (right to buy) 28.03 2008-05-28 4 D 0 5000 0 D 2015-12-18 Common Stock 5000 0 D Common Stock Option (right to buy) 24.83 2008-05-28 4 D 0 5000 0 D 2016-12-18 Common Stock 5000 0 D Common Stock Option (right to buy) 26.62 2008-05-28 4 D 0 5000 0 D 2017-12-18 Common Stock 5000 0 D Common Stock Option (right to buy) 11 2008-05-28 4 D 0 3000 0 D 2011-12-18 Common Stock 3000 0 D Common Stock Option (right to buy) 22.7 2008-05-28 4 D 0 6000 0 D 2014-12-18 Common Stock 6000 0 D Common Stock Option (right to buy) 7.82 2008-05-28 4 D 0 5000 0 D 2011-01-01 Common Stock 5000 0 D Common Stock Option (right to buy) 4.85 2008-05-28 4 D 0 3000 0 D 2013-03-11 Common Stock 3000 0 D Common Stock Option (right to buy) 8.91 2008-05-28 4 D 0 14667 0 D 2013-09-09 Common Stock 14667 0 D Disposed of pursuant to Agreement and Plan of Merger dated as of January 29, 2008 among the Issuer and affiliates of Aurora Capital Group. See Footnote 1. Shares held by Jennifer Frome, Mr. Frome's daughter, with respect to which Mr. Frome disclaims beneficial ownership. See Footnote 1. Shares held by Frome & Co., a limited partneship of which Mr. Frome is the general partner. See Footnote 1. Shares held by LouAnn Moore, Mr. Frome's wife, with respect to which Mr. Frome disclaims beneficial ownership. Cancelled pursuant to Agreement and Plan of Merger dated as of January 29, 2008 among the Issuer and affiliates of Aurora Capital Group in exchange for a cash payment equal to the difference between $30 and the exercise price of the Common Stock Option. Various. See Footnote 8. Various. See Footnote 8. Various. See Footnote 8. Various. See Footnote 8. Various. See Footnote 8. Various. See Footnote 8. Various. See Footnote 8. Various. Robert L. Frome 2008-05-29 -----END PRIVACY-ENHANCED MESSAGE-----