-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RaAuyib/3pE2PTQCQoSo1dJReFa4nZQA5bGisRyDfhOBKqb6Rn3PrXFARGbD4H7N bxEalZd3hVBHM5yMg4lJaA== 0001012870-97-000396.txt : 19970227 0001012870-97-000396.hdr.sgml : 19970227 ACCESSION NUMBER: 0001012870-97-000396 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970226 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIXTECH INC /DE/ CENTRAL INDEX KEY: 0000946144 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER TERMINALS [3575] IRS NUMBER: 043214691 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49673 FILM NUMBER: 97544203 BUSINESS ADDRESS: STREET 1: AVENUE VICTOIRE 13790 CITY: ROUSSET FRANCE STATE: I0 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNITED MICROELECTRONICS CORP CENTRAL INDEX KEY: 0001033767 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: NO 13 INNOVATION RD I STREET 2: SCIENCE BASED INDUSTRIAL PARK CITY: HSINCHU TAIWAN ROC MAIL ADDRESS: STREET 1: NO 13 INNOVATION RD I STREET 2: SCIENCE BASED INDUSTRIAL PARK CITY: HSINCHU TAIWAN ROC SC 13D/A 1 SCHEDULE 13D/A --------------------------- OMB APPROVAL --------------------------- OMB number: 3235-0145 Expires: October 31, 1997 Estimated average burden hours per response... 14.90 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* PIXTECH INC. ------------------------------------------------------------- (Name of Issuer) COMMON STOCK --------------------------------------------------- (Title of Class of Securities) 72583K 10 9 ----------------------------------------- (CUSIP Number) YVES MOREL, AVENUE OLIVIER PERROY, 13790 ROUSSET, FRANCE, 011-33-4-42-29-10-00 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) - ------------------------------------------------------------------------------- (Date of Event which Requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [_]. Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ----------------------- --------------------- CUSIP NO. 72583K 10 9 13D PAGE OF PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON UNITED MICROELECTRONICS CORPORATION - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) 5 [_] - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OR ORGANIZATION 6 HSINCHU, TAIWAN, REPUBLIC OF CHINA - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF Out of the Issuer's 13.7 million outstanding shares of Common Stock, the reporting person owns a total number of shares equal to 1,111,111. SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 N/A OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING N/A PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 N/A - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 8.1% - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 13 8.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO - ------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION 2 of 7 SCHEDULE 13D ITEM 1. SECURITY AND ISSUER The class of equity securities to which this statement relates is Common Stock. The name and address of the issuer of such securities are: Pixtech Inc., Avenue Olivier Perroy, 13790 Rousset, France ITEM 2. IDENTITY AND BACKGROUND (a) United Microelectronics Corporation; (b) No. 13 Innovation Road I, Science Based Industrial Park, Hsinchu, Taiwan, Republic of China; (c) Not Applicable (d) Not Applicable (e) Neither UMC nor any of the persons listed in the General Instructions has been party to a proceeding as described in the instructions (under U.S., U.S. state laws, or Taiwan law). (f) Republic of China ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION UMC used working capital of UMC ITEM 4. PURPOSE OF TRANSACTION Not Applicable ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) The reporting person beneficially owns 1,111,111 or 8.1% shares of the issuer's outstanding 13,700,000 shares of Common Stock; (b) The reporting person has sole power to vote or to direct the vote; (c) UMC has not traded any other shares of Pixtech since the date we acquired the 1,111,111 shares. (d) No person other than UMC is known to have the right or powers described in the instructions. (e) Not Applicable ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There are no contracts between and/or amongst UMC or any person required to be listed under Item 2 with respect to any securities of Pixtech Inc. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not Applicable After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 26, 1997 /s/ Robert Tsao ---------------------------- -------------------------------- Robert Tsao, Chairman -------------------------------- -----END PRIVACY-ENHANCED MESSAGE-----