-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CV4/WfUZGY1mrx+qM0UwPSPx5mc6G7QUlA5DKphOn0EJc6CpkPUjz9B44o31KmK3 6+IXU2DVkgpRm61Mk/YhQA== 0000950109-97-007584.txt : 19971218 0000950109-97-007584.hdr.sgml : 19971218 ACCESSION NUMBER: 0000950109-97-007584 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971215 FILED AS OF DATE: 19971217 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIXTECH INC /DE/ CENTRAL INDEX KEY: 0000946144 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER TERMINALS [3575] IRS NUMBER: 043214691 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-26380 FILM NUMBER: 97739909 BUSINESS ADDRESS: STREET 1: AVENUE VICTOIRE 13790 CITY: ROUSSET FRANCE STATE: I0 COMPANY DATA: COMPANY CONFORMED NAME: GRAND CLEMENT JEAN LUC CENTRAL INDEX KEY: 0001044835 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O PIXTECH INC STREET 2: AVENUE PERROY CITY: 13740 ROUSSET FRANCE BUSINESS PHONE: 01133442291000 MAIL ADDRESS: STREET 1: C/O PIXTECH INC STREET 2: AVENUE PERROY CITY: 13740 ROUSSET FRANCE 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - ---------- ----------------------------- FORM 4 OMB APPROVAL - ---------- ----------------------------- [_] Check this box if no longer OMB NUMBER: 3235-0287 subject to Section 16. Form 4 Expires: September 30, 1998 or Form 5 obligations may Estimated average burden continue. See Instruction 1(b). hours per response ...... 0.5 ----------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Grand-Clement Jean-Luc - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Pixtech, Inc. Avenue Perroy - -------------------------------------------------------------------------------- (Street) 13790 Rousset France - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol PixTech, Inc. ("PIXT") - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year December 1997 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) X Director 10% Owner ----- ------ X Officer (give Other (Specify ----- title below) ------ below) President, Chief Executive Officer and Chairman of the Board - ------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person --- Form Filed by More than One Reporting Person --- - --------------------------------------------------------------------------------
Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature (Instr. 3) action action or Disposed of (D) Securities Form: of Indirect Date Code Beneficially Direct Beneficial (Instr. 8) (Instr. 3, 4 and 5) Owned at (D) or Ownership (Month/ ------------ -------------------------- End of Month Indirect (Instr. 4) Day/ Code V Amount (A) or Price (Instr. 3 (I) Year) (D) and 4) (Instr. 4) - --------------------- ---------- ------ ---- -------- ------ ------ -------------- ------------ ------------- Common Stock 12/12/97 P 5,000 A $2.625/share - D - --------------------- ---------- ------ ---- -------- ------ ------------ -------------- ------------ ------------- Common Stock 12/15/97 P 5,000 A $2.375/share 71,106 D - --------------------- ---------- ------ ---- -------- ------ ------------ -------------- ------------ ------------- Common Stock 53,606 I By spouse - --------------------- ---------- ------ ---- -------- ------ ------------ -------------- ------------ ------------- - --------------------- ---------- ------ ---- -------- ------ ------------ -------------- ------------ ------------- - --------------------- ---------- ------ ---- -------- ------ ------------ -------------- ------------ -------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). (over) SEC 1474(7/96)
FORM 4 (Continued) Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - -------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of 6. Date Exercisable Security (Instr. 3) sion or action tion Derivative and Expiration Exercise Date Code Securities Date Price of (Month/ (Instr. 8) Acquired (A) (Month/Day/Year) Derivative Day/ or Disposed Security Year) of (D) (Instr. 3, 4 and 5) -------------------------------------------------------------- Date Expira- Exer- tion Code V (A) (D) cisable Date - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------ 7. Title and Amount of 8. Price of 9. Number 10. Owner- 11. Nature of Underlying Securities Deriva- of Deriv- ship Indirect (Instr. 3 and 4) tive ative Form of Beneficial Security Securities Deriva- Ownership (Instr. 5) Benefi- tive (Instr. 4) cially Security: Owned at Direct - ---------------------------- End of (D) Indi- Amount Month rect (I) or Num- (Instr. 4) (Instr. 4) ber of Title Shares - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------
Explanation of Resources: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. /s/ Lynnette C. Fallon December 17, 1997 - ---------------------------------------------------- -------------------- **Signature of Reporting Person Date By Lynnette C. Fallon, as Attorney-in-Fact Page 2 -----END PRIVACY-ENHANCED MESSAGE-----