-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKVL8zm2Gm+WWyqou/6Gkcor9/zR7nOwZKZzFlOfcrEjSef9etxOovhspW3UTT1W GW+2EOXxgwrK6TybUfqUNQ== 0000927016-97-002374.txt : 19970822 0000927016-97-002374.hdr.sgml : 19970822 ACCESSION NUMBER: 0000927016-97-002374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970819 FILED AS OF DATE: 19970821 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PIXTECH INC /DE/ CENTRAL INDEX KEY: 0000946144 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER TERMINALS [3575] IRS NUMBER: 043214691 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26380 FILM NUMBER: 97667923 BUSINESS ADDRESS: STREET 1: AVENUE VICTOIRE 13790 CITY: ROUSSET FRANCE STATE: I0 COMPANY DATA: COMPANY CONFORMED NAME: GRAND CLEMENT JEAN LUC CENTRAL INDEX KEY: 0001044835 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O PIXTECH INC STREET 2: AVENUE PERROY CITY: 13740 ROUSSET FRANCE BUSINESS PHONE: 01133442291000 MAIL ADDRESS: STREET 1: C/O PIXTECH INC STREET 2: AVENUE PERROY CITY: 13740 ROUSSET FRANCE 4 1 FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 OMB APPROVAL [_] CHECK THIS BOX IF NO LONGER ----------------------------- SUBJECT TO SECTION 16. FORM 4 OMB NUMBER: 3235-0287 OR FORM 5 OBLIGATIONS MAY EXPIRES: SEPTEMBER 30, 1998 CONTINUE. SEE INSTRUCTION 1(b). ESTIMATED AVERAGE BURDEN HOURS PER RESPONSE....... 0.5 ----------------------------- STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (PRINT OR TYPE RESPONSES) 1. Name and Address of Reporting Person* Grand-Clement Jean-Luc - -------------------------------------------------------------------------------- (Last) (First) (Middle) PixTech, Inc. c/o Avenue Perroy - -------------------------------------------------------------------------------- (Street) 13790 Rousset France - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol PixTech, Inc. ("PIXT") - -------------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - ---- - -------------------------------------------------------------------------------- 4. Statement for Month/Year August 1997 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) [X] Director 10% Owner ----- ------ [X] Officer (give Other (Specify ----- title below) ------ below) President, Chief Executive Officer and Chairman of the Board ---------------------------------- - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [x] Form filed by One Reporting Person [_] Form Filed by More than One Reporting Person - --------------------------------------------------------------------------------
TABLE I -- NON-DERIVATIVE SECURITIES, ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of Security 2. Transac- 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature (Instr. 3) tion Code or Disposed of (D) Securities Form: of Date (Instr. 8) (Instr. 3, 4, and 5) Beneficially Direct (D) or Indirect (Month ----------- ------------------------- Owned at end Indirect (I) Beneficial /Day/ Code V Amount (A) or (D) Price of Month (Instr. 3 and 4) Ownership Year) (Instr. 3 and 4) (Instr. 4) - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ Common Stock 8/19/97 P 10,000 A $3.50/share 61,106 D - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ Common Stock 53,606 1 By Spouse - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------ - ------------------- ----------- ----------- ------------------------- --------------- --------------- ------------
(over) SEC 1474 (7/96) Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. *If the form is filed by more than one reporting person, see Instruction 4(b)(v). FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security 2. Conversion 3. Trans- 4. Trans- 5. Number of 6. Date Exercisable 7. Title and Amount (Instr. 3) or Exercise action action Derivative and Expiration of Underlying Price of Date Code Securities Date Securities Derivative (Month/ (Instr.8) Acquired (A) (Month/Day/Year) (Instr. 3 and 4) Security Day/ or Disposed Year) of (D) (Instr. 3, 4 and 5) --------------------------------------------------------------------- Code V (A) (D) Date Expira- Amount or Exer- tion Number of cisable Date Title Shares - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- ------------------- - ------------------------------- ------------- ---------- ------------ --------------- -------------------- -------------------
8. Price of 9. Number of 10. Ownership 11. Nature of Derivative Derivative Form of Indirect Security Securities Derivative Beneficial (Instr.5) Beneficially Security: Ownership Owned at End Direct (D) (Instr. 4) of Month Indirect (I) (Instr. 4) (Instr.4) - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ---------------- - ------------- --------------- --------------- ----------------
Explanation of Responses: **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Lynnette C. Fallon 8/21/97 ------------------------------- --------- **Signature of Reporting Person Date By Lynnette C. Fallon, as Attorney-in-Fact Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----