0001567619-19-021191.txt : 20191113
0001567619-19-021191.hdr.sgml : 20191113
20191113160843
ACCESSION NUMBER: 0001567619-19-021191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191112
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERGREEN ZACK B
CENTRAL INDEX KEY: 0001008396
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26330
FILM NUMBER: 191214039
MAIL ADDRESS:
STREET 1: C/O ASTEA INTERNATIONAL INC
STREET 2: 240 GIBRALTAR RD
CITY: HORSHAM
STATE: PA
ZIP: 19044
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASTEA INTERNATIONAL INC
CENTRAL INDEX KEY: 0000945989
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 232119058
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 240 GIBRALTAR ROAD
STREET 2: SUITE 300
CITY: HORSHAM
STATE: PA
ZIP: 19044
BUSINESS PHONE: 2156822500
MAIL ADDRESS:
STREET 1: 240 GIBRALTAR ROAD
STREET 2: SUITE 300
CITY: HORSHAM
STATE: PA
ZIP: 19044
4
1
doc1.xml
FORM 4
X0306
4
2019-11-12
0
0000945989
ASTEA INTERNATIONAL INC
ATEA
0001008396
BERGREEN ZACK B
ASTEA INTERNATIONAL INC
240 GIBRALTAR ROAD
HORSHAM
PA
19044
1
1
1
0
Chief Executive Officer
Common Stock
2019-11-12
4
J
0
826446
A
2992287
D
Common Stock
2019-11-12
4
J
0
797448
A
2992287
D
Convertible Preferred Stock-Series A
2019-11-12
4
J
0
826446
D
2008-09-24
Astea International Common Stock
826446
0
D
Convertible Preferred Stock - Series B
2019-11-12
4
J
0
797448
D
2014-06-20
Astea International Common Stock
797448
0
D
Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series A Convertible Preferred Stock into common stock pursuant to the terms of the September 24, 2008 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis.
Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series B Convertible Preferred Stock into common stock pursuant to the terms of the June 20, 2014 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis.
Disposition of Series A-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1.
Disposition of Series B-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1.
No expiration date of this Series A Convertible Preferred Stock pursuant to the terms of the September 24, 2008 preferred stock agreement.
No expiration date of this Series B Convertible Preferred Stock pursuant to the terms of the June 20, 2014 preferred stock agreement.
/s/ Zack B. Bergreen
2019-11-13