0001567619-19-021191.txt : 20191113 0001567619-19-021191.hdr.sgml : 20191113 20191113160843 ACCESSION NUMBER: 0001567619-19-021191 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191112 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGREEN ZACK B CENTRAL INDEX KEY: 0001008396 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26330 FILM NUMBER: 191214039 MAIL ADDRESS: STREET 1: C/O ASTEA INTERNATIONAL INC STREET 2: 240 GIBRALTAR RD CITY: HORSHAM STATE: PA ZIP: 19044 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEA INTERNATIONAL INC CENTRAL INDEX KEY: 0000945989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 232119058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 GIBRALTAR ROAD STREET 2: SUITE 300 CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2156822500 MAIL ADDRESS: STREET 1: 240 GIBRALTAR ROAD STREET 2: SUITE 300 CITY: HORSHAM STATE: PA ZIP: 19044 4 1 doc1.xml FORM 4 X0306 4 2019-11-12 0 0000945989 ASTEA INTERNATIONAL INC ATEA 0001008396 BERGREEN ZACK B ASTEA INTERNATIONAL INC 240 GIBRALTAR ROAD HORSHAM PA 19044 1 1 1 0 Chief Executive Officer Common Stock 2019-11-12 4 J 0 826446 A 2992287 D Common Stock 2019-11-12 4 J 0 797448 A 2992287 D Convertible Preferred Stock-Series A 2019-11-12 4 J 0 826446 D 2008-09-24 Astea International Common Stock 826446 0 D Convertible Preferred Stock - Series B 2019-11-12 4 J 0 797448 D 2014-06-20 Astea International Common Stock 797448 0 D Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series A Convertible Preferred Stock into common stock pursuant to the terms of the September 24, 2008 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis. Receipt of common stock due to the elective conversion by Mr. Bergreen of all of his Series B Convertible Preferred Stock into common stock pursuant to the terms of the June 20, 2014 preferred stock agreement which entitled him to receive the common stock on a 1-for-1 basis. Disposition of Series A-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1. Disposition of Series B-Convertible Preferred stock and conversion into common stock as noted above. No compensation received for this conversion other than the common stock noted in Table 1. No expiration date of this Series A Convertible Preferred Stock pursuant to the terms of the September 24, 2008 preferred stock agreement. No expiration date of this Series B Convertible Preferred Stock pursuant to the terms of the June 20, 2014 preferred stock agreement. /s/ Zack B. Bergreen 2019-11-13