-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SWresAVIcs0xoUfb+5nwbMz6O2aTrHq8+YIDm6DOY8OFin3v2PtfDxgj13qKC8Jd yqTAKSsM3wNnYOhr1+xp6Q== 0001104659-10-037150.txt : 20100706 0001104659-10-037150.hdr.sgml : 20100705 20100706171423 ACCESSION NUMBER: 0001104659-10-037150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100701 FILED AS OF DATE: 20100706 DATE AS OF CHANGE: 20100706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASHTON ROBERT B CENTRAL INDEX KEY: 0001162729 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26330 FILM NUMBER: 10939666 MAIL ADDRESS: STREET 1: 6 OCCOM RIDGE CITY: HANOVER STATE: NH ZIP: 03755 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oberting Kernan V CENTRAL INDEX KEY: 0001305456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26330 FILM NUMBER: 10939665 MAIL ADDRESS: STREET 1: C/O MONTPELIER RE HOLDINGS LTD. STREET 2: MINTFLOWER PLACE 8 PAR-LA-VILLE ROAD CITY: HAMILTON STATE: D0 ZIP: HM 08 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTEA INTERNATIONAL INC CENTRAL INDEX KEY: 0000945989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 232119058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 240 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 BUSINESS PHONE: 2156822500 MAIL ADDRESS: STREET 1: 240 GIBRALTAR ROAD CITY: HORSHAM STATE: PA ZIP: 19044 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KVO Capital Management, LLC CENTRAL INDEX KEY: 0001450205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26330 FILM NUMBER: 10939667 BUSINESS ADDRESS: STREET 1: 44 S. MAIN STREET STREET 2: BOX 17 CITY: HANOVER STATE: NH ZIP: 03755 BUSINESS PHONE: 603-643-0500 MAIL ADDRESS: STREET 1: 44 S. MAIN STREET STREET 2: BOX 17 CITY: HANOVER STATE: NH ZIP: 03755 4 1 a4.xml 4 X0303 4 2010-07-01 0 0000945989 ASTEA INTERNATIONAL INC ATEA 0001450205 KVO Capital Management, LLC 33 SOUTH MAIN STREET HANOVER NH 03755 0 0 0 1 Member of 13(g) group 0001162729 ASHTON ROBERT B 33 SOUTH MAIN STREET HANOVER NH 03755 0 0 0 1 Member of 13(g) group 0001305456 Oberting Kernan V 33 SOUTH MAIN STREET HANOVER NH 03755 0 0 0 1 Member of 13(g) group Common Stock 2010-07-01 4 P 0 200 2.50 A 431001 I Shares are held in private accounts over which KVO has voting and dispositive power Includes 368,132 shares held in private accounts over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over shares held in these accounts is revocable on or after December 31, 2010. Also includes 38,533 shares held in a private account on behalf of Mr. Ashton, a portfolio manager of KVO, over which KVO has both voting and dispositive power pursuant to contract. KVO's voting and dispositive power over these shares is revocable if Mr. Ashton terminates his employment with KVO, at which time the right to vote and dispose of those shares will revert to him. Mr. Oberting is the Managing Member of KVO. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the "Exchange Act"), Mr. Oberting may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Oberting disclaims beneficial ownership of any of the securities covered by this Form 4 Mr. Ashton is a portfolio manager of KVO. By reason of the provisions of Rule 16a-1 of the Exchange Act, Mr. Ashton may be deemed to beneficially own all of the shares that KVO is deemed to beneficially own. Mr. Ashton disclaims beneficial ownership of any of the securities covered by this Form 4 other than the shares held in a private account on behalf of Mr. Ashton and reported above. Alexander S. Glovsky, attorney-in-fact for KVO Capital Management, LLC 2010-07-06 Alexander S. Glovsky, attorney-in-fact for Mr. Robert B. Ashton 2010-07-06 Alexander S. Glovsky, attorney-in-fact for Mr. Kernan V. Oberting 2010-07-06 -----END PRIVACY-ENHANCED MESSAGE-----