Delaware | 77-0140882 | |
(State or other jurisdiction | (I.R.S. Employer | |
incorporation or organization) | Identification No.) |
Large accelerated filer o | Accelerated filer þ | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Proposed | ||||||||||||||||||||||
Proposed | Maximum | |||||||||||||||||||||
Maximum | Aggregate | Amount of | ||||||||||||||||||||
Amount To | Offering Price | Offering(2) | Registration Fee | |||||||||||||||||||
Title of Securities to be Registered | Be Registered(1) | Per Share(2) | Price | (3) | ||||||||||||||||||
Common Stock ($0.01 par value)
issuable under the IXYS Corporation
Amended and Restated 1999 Employee Stock
Purchase Plan |
350,000 | $ | 12.74 | $ | 4,459,000 | $ | 517.69 | |||||||||||||||
(1) | Represents the additional number of shares of IXYS Corporations (the Registrant) common stock that may be issued under the IXYS Corporation 1999 Employee Stock Purchase Plan (the Plan) to eligible employees of the Registrant or its affiliates that have not been previously registered. Pursuant to Rule 416(a), this Registration Statement shall also cover any additional shares of the Registrants common stock that may become issuable under the Play by reason of any stock dividend, stock split, recapitalization or other similar transaction effected without the receipt of consideration that increases the number of the Registrants outstanding shares of common stock. | |
(2) | Estimated solely for the purpose of calculating the amount of the registration fee pursuant to Rule 457(c) and Rule 457(h) under the Securities Act of 1933, as amended. | |
(3) | Calculated solely for purposes of this offering under Rules 457(c) and 457(h) of the Securities Act of 1933, as amended, the proposed maximum offering price per share and the proposed maximum aggregate offering price have been determined based upon the average of the high and low sale prices of shares of the Registrants common stock reported on the Nasdaq Global Select Market on June 6, 2011. |
PART II. INFORMATION REQUIRED IN THE REGISTRATION STATEMENT | ||||||||
Item 8. EXHIBITS | ||||||||
SIGNATURES | ||||||||
Exhibit Index | ||||||||
EX-5.1 | ||||||||
EX-23.1 |
Exhibit No. | Description | |
5.1
|
Opinion of Manatt, Phelps & Phillips, LLP* | |
23.1
|
Consent of BDO USA, LLP, Independent Registered Public Accounting Firm* | |
23.2
|
Consent of Manatt, Phelps & Phillips LLP (included in Exhibit 5.1) | |
24.1
|
Power of Attorney is contained on page 3 of this Registration Statement | |
99.1
|
IXYS Corporation Amended and Restated 1999 Employee Stock Purchase Plan (filed November 3, 2010 as Exhibit 10.1 to the Quarterly Report on Form 10-Q for the quarter ended September 30, 2010 (No. 000-26124) and incorporated herein by reference) |
* | Filed herewith. |
2
IXYS CORPORATION |
||||
By: | /s/ Nathan Zommer | |||
Nathan Zommer | ||||
Chairman and Chief Executive Officer | ||||
Signature | Title | Date | ||
/s/ Nathan Zommer |
Chairman, Chief Executive Officer and Director (Principal Executive Officer) |
June 9, 2011 | ||
/s/ Uzi Sasson |
President and
Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) |
June 9, 2011 | ||
/s/ Donald L. Feucht |
Director | June 9, 2011 | ||
/s/ Samuel Kory |
Director | June 9, 2011 | ||
/s/ S. Joon Lee |
Director | June 9, 2011 | ||
/s/ Timothy A. Richardson |
Director | June 9, 2011 |
3
Signature | Title | Date | ||
/s/ James M. Thorburn |
Director | June 9, 2011 | ||
/s/ Kenneth D. Wong |
Director | June 9, 2011 |
4
Exhibit No. | Description | |
5.1
|
Opinion of Manatt, Phelps & Phillips, LLP* | |
23.1
|
Consent of BDO USA, LLP, Independent Registered Public Accounting Firm* | |
23.2
|
Consent of Manatt, Phelps & Phillips LLP (included in Exhibit 5.1) | |
24.1
|
Power of Attorney is contained on page 3 of this Registration Statement | |
99.1
|
IXYS Corporation Amended and Restated 1999 Employee Stock Purchase Plan (filed November 3, 2010 as Exhibit 10.1 to the Quarterly Report on Form 10-Q for the quarter ended September 30, 2010 (No. 000-26124) and incorporated herein by reference) |
* | Filed herewith. |
5
Re: IXYS Amended and Restated 1999 Employee Stock Purchase Plan (the Plan) |
1. | The Amended and Restated Certificate of Incorporation of the Registrant. | ||
2. | The Bylaws of the Registrant, as amended. | ||
3. | The Registration Statement. | ||
4. | Records of proceedings of the Board of Directors and stockholders of the Registrant pertaining to the Plan. | ||
5. | The Plan. |
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