0000899243-18-001294.txt : 20180118 0000899243-18-001294.hdr.sgml : 20180118 20180118135208 ACCESSION NUMBER: 0000899243-18-001294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180117 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZOMMER NATHAN CENTRAL INDEX KEY: 0001071349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26124 FILM NUMBER: 18533668 MAIL ADDRESS: STREET 1: C/O IXYS CORP STREET 2: 3540 BASSET STREET CITY: SANTA CLARA STATE: CA ZIP: 85054 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IXYS, LLC CENTRAL INDEX KEY: 0000945699 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770140882 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1590 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4084579000 MAIL ADDRESS: STREET 1: 1590 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: IXYS CORP /DE/ DATE OF NAME CHANGE: 19981027 FORMER COMPANY: FORMER CONFORMED NAME: PARADIGM TECHNOLOGY INC /DE/ DATE OF NAME CHANGE: 19951031 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-17 1 0000945699 IXYS, LLC IXYS 0001071349 ZOMMER NATHAN C/O IXYS CORPORATION 1590 BUCKEYE DRIVE MILPITAS CA 95035 1 1 1 0 Chairman of the Board; CEO Common Stock 2018-01-17 4 D 0 6739619 D 0 D Common Stock 2018-01-17 4 D 0 50 D 0 I As custodian Stock Option (right to buy) 12.65 2018-01-17 4 D 0 170000 D 2018-09-05 Common Stock 170000 0 D Stock Option (right to buy) 9.37 2018-01-17 4 D 0 20000 D 2020-08-27 Common Stock 20000 0 D Stock Option (right to buy) 12.25 2018-01-17 4 D 0 20000 D 2021-09-16 Common Stock 20000 0 D Stock Option (right to buy) 9.45 2018-01-17 4 D 0 5000 D 2022-08-24 Common Stock 5000 0 D Stock Option (right to buy) 9.27 2018-01-17 4 D 0 5000 D 2023-08-30 Common Stock 5000 0 D Stock Option (right to buy) 11.83 2018-01-17 4 D 0 5000 D 2024-08-28 Common Stock 5000 0 D Stock Option (right to buy) 11.14 2018-01-17 4 D 0 5000 D 2025-08-28 Common Stock 5000 0 D Stock Option (right to buy) 11.58 2018-01-17 4 D 0 5000 D 2026-08-26 Common Stock 5000 0 D Disposed of pursuant to the closing of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 25, 2017 by and among the Issuer, Littelfuse, Inc. ("Littelfuse"), and Iron Merger Co., Inc. (as amended by Amendment No. 1, dated December 4, 2017, by and among the Issuer, Littelfuse, Iron Merger Co., Inc. and IXYS Merger Co., LLC) (the "Merger"). Each share of Issuer common stock held by the reporting person was cancelled in the Merger and converted into the right to receive, at the election of the holder and subject to proration, (i) $23.00 in cash per share, without interest and less any applicable withholding taxes or (ii) 0.1265 shares of Littelfuse common stock (such consideration, the "Stock Consideration"). An error in the previous filing has been corrected to reflect reporting person's current holding. Disposed of pursuant to the Merger. Each outstanding and unexercised option to purchase the Issuer's common stock was assumed by Littelfuse pursuant to the Merger and converted into an option (a "Littelfuse Stock Option") to acquire (i) that number of whole shares of Littelfuse common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of Issuer common stock subject to such option immediately prior to the closing of the Merger multiplied by (y) the Stock Consideration, (ii) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient of (x) the exercise price per share of such option by (y) the Stock Consideration. The option is fully vested and exercisable. Nathan Zommer 2018-01-17