0000899243-18-001294.txt : 20180118
0000899243-18-001294.hdr.sgml : 20180118
20180118135208
ACCESSION NUMBER: 0000899243-18-001294
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180117
FILED AS OF DATE: 20180118
DATE AS OF CHANGE: 20180118
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZOMMER NATHAN
CENTRAL INDEX KEY: 0001071349
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26124
FILM NUMBER: 18533668
MAIL ADDRESS:
STREET 1: C/O IXYS CORP
STREET 2: 3540 BASSET STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 85054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IXYS, LLC
CENTRAL INDEX KEY: 0000945699
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770140882
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 1590 BUCKEYE DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4084579000
MAIL ADDRESS:
STREET 1: 1590 BUCKEYE DRIVE
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: IXYS CORP /DE/
DATE OF NAME CHANGE: 19981027
FORMER COMPANY:
FORMER CONFORMED NAME: PARADIGM TECHNOLOGY INC /DE/
DATE OF NAME CHANGE: 19951031
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-17
1
0000945699
IXYS, LLC
IXYS
0001071349
ZOMMER NATHAN
C/O IXYS CORPORATION
1590 BUCKEYE DRIVE
MILPITAS
CA
95035
1
1
1
0
Chairman of the Board; CEO
Common Stock
2018-01-17
4
D
0
6739619
D
0
D
Common Stock
2018-01-17
4
D
0
50
D
0
I
As custodian
Stock Option (right to buy)
12.65
2018-01-17
4
D
0
170000
D
2018-09-05
Common Stock
170000
0
D
Stock Option (right to buy)
9.37
2018-01-17
4
D
0
20000
D
2020-08-27
Common Stock
20000
0
D
Stock Option (right to buy)
12.25
2018-01-17
4
D
0
20000
D
2021-09-16
Common Stock
20000
0
D
Stock Option (right to buy)
9.45
2018-01-17
4
D
0
5000
D
2022-08-24
Common Stock
5000
0
D
Stock Option (right to buy)
9.27
2018-01-17
4
D
0
5000
D
2023-08-30
Common Stock
5000
0
D
Stock Option (right to buy)
11.83
2018-01-17
4
D
0
5000
D
2024-08-28
Common Stock
5000
0
D
Stock Option (right to buy)
11.14
2018-01-17
4
D
0
5000
D
2025-08-28
Common Stock
5000
0
D
Stock Option (right to buy)
11.58
2018-01-17
4
D
0
5000
D
2026-08-26
Common Stock
5000
0
D
Disposed of pursuant to the closing of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 25, 2017 by and among the Issuer, Littelfuse, Inc. ("Littelfuse"), and Iron Merger Co., Inc. (as amended by Amendment No. 1, dated December 4, 2017, by and among the Issuer, Littelfuse, Iron Merger Co., Inc. and IXYS Merger Co., LLC) (the "Merger"). Each share of Issuer common stock held by the reporting person was cancelled in the Merger and converted into the right to receive, at the election of the holder and subject to proration, (i) $23.00 in cash per share, without interest and less any applicable withholding taxes or (ii) 0.1265 shares of Littelfuse common stock (such consideration, the "Stock Consideration").
An error in the previous filing has been corrected to reflect reporting person's current holding.
Disposed of pursuant to the Merger. Each outstanding and unexercised option to purchase the Issuer's common stock was assumed by Littelfuse pursuant to the Merger and converted into an option (a "Littelfuse Stock Option") to acquire (i) that number of whole shares of Littelfuse common stock (rounded down to the nearest whole share) equal to the product of (x) the number of shares of Issuer common stock subject to such option immediately prior to the closing of the Merger multiplied by (y) the Stock Consideration, (ii) at an exercise price per share (rounded up to the nearest whole cent) equal to the quotient of (x) the exercise price per share of such option by (y) the Stock Consideration.
The option is fully vested and exercisable.
Nathan Zommer
2018-01-17