0000899243-18-001290.txt : 20180118 0000899243-18-001290.hdr.sgml : 20180118 20180118134923 ACCESSION NUMBER: 0000899243-18-001290 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180117 FILED AS OF DATE: 20180118 DATE AS OF CHANGE: 20180118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE S JOON CENTRAL INDEX KEY: 0001241309 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26124 FILM NUMBER: 18533658 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IXYS, LLC CENTRAL INDEX KEY: 0000945699 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770140882 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1590 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4084579000 MAIL ADDRESS: STREET 1: 1590 BUCKEYE DRIVE CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: IXYS CORP /DE/ DATE OF NAME CHANGE: 19981027 FORMER COMPANY: FORMER CONFORMED NAME: PARADIGM TECHNOLOGY INC /DE/ DATE OF NAME CHANGE: 19951031 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-17 1 0000945699 IXYS, LLC IXYS 0001241309 LEE S JOON C/O IXYS CORPORATION 1590 BUCKEYE DRIVE MILPITAS CA 95035 1 0 0 0 Common Stock 2018-01-17 4 D 0 5000 D 0 D Stock Option (right to buy) 9.27 2018-01-17 4 D 0 1250 D 2023-08-30 Common Stock 1250 0 D Stock Option (right to buy) 11.83 2018-01-17 4 D 0 2500 D 2024-08-28 Common Stock 2500 0 D Stock Option (right to buy) 11.14 2018-01-17 4 D 0 3750 D 2025-08-28 Common Stock 3750 0 D Stock Option (right to buy) 11.58 2018-01-17 4 D 0 5000 D 2026-08-26 Common Stock 5000 0 D Disposed of pursuant to the closing of the transactions contemplated by that certain Agreement and Plan of Merger, dated as of August 25, 2017 by and among the Issuer, Littelfuse, Inc. ("Littelfuse"), and Iron Merger Co., Inc. (as amended by Amendment No. 1, dated December 4, 2017, by and among the Issuer, Littelfuse, Iron Merger Co., Inc. and IXYS Merger Co., LLC) (the "Merger"). Each share of Issuer common stock held by the reporting person was cancelled in the Merger and converted into the right to receive, at the election of the holder and subject to proration, (i) $23.00 in cash per share, without interest and less any applicable withholding taxes or (ii) 0.1265 shares of Littelfuse common stock. Disposed of pursuant to the Merger. Each outstanding and unexercised option to purchase the Issuer's common stock held by the non-employee directors of the Issuer was cancelled and converted into the right to receive an amount in cash (without interest) equal to the product of (x) the excess, if any, of the product of (i) 0.1265 and (ii) $210.77, which is the closing price per share on January 17, 2018 of Littlefuse common stock as reported on the Nasdaq Global Select Market, over the exercise price per share of such option and (y) the number of shares subject to such option. The option is fully vested and exercisable. James R. Jones, Attorney in fact for S. Joon Lee 2018-01-17