-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BD+NOA4vIkSf6GTPvyMRgew3rh3I8l+p8O0y563jyBtU9tKSBk6pkV9nHKdoSMNq oXx1bHu9ZYVbokGZs5yT9A== 0000945436-10-000017.txt : 20100126 0000945436-10-000017.hdr.sgml : 20100126 20100126164152 ACCESSION NUMBER: 0000945436-10-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100124 FILED AS OF DATE: 20100126 DATE AS OF CHANGE: 20100126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kauffmann John Anthony CENTRAL INDEX KEY: 0001306646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13828 FILM NUMBER: 10548088 MAIL ADDRESS: STREET 1: C/O MEMC ELECTRONIC MATERIALS, INC. STREET 2: P. O. BOX 8 CITY: SAINT PETERS STATE: MO ZIP: 63366 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MEMC ELECTRONIC MATERIALS INC CENTRAL INDEX KEY: 0000945436 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 561505767 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 501 PEARL DRIVE STREET 2: P. O. BOX 8 CITY: ST. PETERS STATE: MO ZIP: 63376 BUSINESS PHONE: 6364745000 MAIL ADDRESS: STREET 1: 501 PEARL DRIVE STREET 2: P. O. BOX 8 CITY: ST. PETERS STATE: MO ZIP: 63376 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2010-01-24 0000945436 MEMC ELECTRONIC MATERIALS INC WFR 0001306646 Kauffmann John Anthony C/O MEMC ELECTRONIC MATERIALS, INC. P.O. BOX 8 ST. PETERS, MO 63376 0 1 0 0 SVP Sales & Mktg. Common Stock 2010-01-24 4 M 0 1250 A 10564 D Common Stock 2010-01-24 4 M 0 2500 A 13064 D Restricted Stock Units 0 2010-01-24 4 M 0 1250 0 D Common Stock 1250 1250 D Restricted Stock Units 0 2010-01-24 4 M 0 2500 0 D Common Stock 2500 2500 D Price is not applicable to acquisitions resulting from conversion of restricted stock units. On January 24, 2007, 5,000 restricted stock units were awarded under the MEMC 2001 Equity Incentive Plan in a transaction exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of MEMC common stock. Pursuant to the vesting schedule established on the date of award, 1,250 units (25%) vested on January 24, 2008 and 1,250 units (25%) vested on January 24, 2009, and 1,250 units (25%) vested on January 24, 2010. The remaining 1,250 (25%) restricted stock units will vest on January 24, 2011. On January 24, 2007, 10,000 restricted stock units were awarded under the MEMC 2001 Equity Incentive Plan in a transaction exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of MEMC common stock. Of these 10,000 restricted stock units, up to 5,000 were subject to forfeiture depending on pre-established company earnings targets for 2007. On January 23, 2008, the Committee determined that the earnings targets had been met, and that none of the 5,000 restricted stock units subject to forfeiture would be forfeited. Pursuant to the vesting schedule established on the date of the award, 2,500 units (25%) vested on January 24, 2008 and 2,500 units (25%) vested on January 24, 2009, and 2,500 units (25%) vested on January 24, 2010. The remaining 2,500 (25%) restricted stock units will vest on January 24, 2011. Bradley D. Kohn, attorney in fact for John Kauffmann 2010-01-26 -----END PRIVACY-ENHANCED MESSAGE-----