0001213900-15-002611.txt : 20150410 0001213900-15-002611.hdr.sgml : 20150410 20150410165153 ACCESSION NUMBER: 0001213900-15-002611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150408 FILED AS OF DATE: 20150410 DATE AS OF CHANGE: 20150410 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CICERO INC CENTRAL INDEX KEY: 0000945384 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 112920559 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8000 REGENCY PARKWAY STREET 2: SUITE 542 CITY: CARY STATE: NC ZIP: 27518 BUSINESS PHONE: 9194612574 MAIL ADDRESS: STREET 1: 8000 REGENCY PARKWAY STREET 2: SUITE 542 CITY: CARY STATE: NC ZIP: 27518 FORMER COMPANY: FORMER CONFORMED NAME: LEVEL 8 SYSTEMS INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ACROSS DATA SYSTEMS INC DATE OF NAME CHANGE: 19950517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steffens John CENTRAL INDEX KEY: 0001373619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26392 FILM NUMBER: 15764913 MAIL ADDRESS: STREET 1: SCHULTE ROTH & ZABEL, STREET 2: ATTN: BRIAN MCCAWLEY CITY: NEW YORK STATE: NY ZIP: 10022 4 1 f4040815steffens_cicero.xml OWNERSHIP DOCUMENT X0306 4 2015-04-08 0 0000945384 CICERO INC CICN 0001373619 Steffens John C/O SPRING MOUNTAIN CAPITAL, LP 65 EAST 55TH STREET, 33RD FLOOR NEW YORK NY 10022 1 0 1 0 Common Stock, $0.001 par value per share 2015-04-08 4 J 0 69505140 A 101767669 D On April 8, 2015, the Reporting Person entered into an Exchage Agreement, pursuant to which the Reporting Person converted an aggregate of $6,950,514 of debt owed to him by the Issuer into 69,505,140 shares of of the Issuer's Common Stock, at a rate of $0.10 per share. /s/ John L. Steffens 2015-04-10