0001213900-15-002611.txt : 20150410
0001213900-15-002611.hdr.sgml : 20150410
20150410165153
ACCESSION NUMBER: 0001213900-15-002611
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150408
FILED AS OF DATE: 20150410
DATE AS OF CHANGE: 20150410
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CICERO INC
CENTRAL INDEX KEY: 0000945384
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 112920559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8000 REGENCY PARKWAY
STREET 2: SUITE 542
CITY: CARY
STATE: NC
ZIP: 27518
BUSINESS PHONE: 9194612574
MAIL ADDRESS:
STREET 1: 8000 REGENCY PARKWAY
STREET 2: SUITE 542
CITY: CARY
STATE: NC
ZIP: 27518
FORMER COMPANY:
FORMER CONFORMED NAME: LEVEL 8 SYSTEMS INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ACROSS DATA SYSTEMS INC
DATE OF NAME CHANGE: 19950517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Steffens John
CENTRAL INDEX KEY: 0001373619
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26392
FILM NUMBER: 15764913
MAIL ADDRESS:
STREET 1: SCHULTE ROTH & ZABEL,
STREET 2: ATTN: BRIAN MCCAWLEY
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
f4040815steffens_cicero.xml
OWNERSHIP DOCUMENT
X0306
4
2015-04-08
0
0000945384
CICERO INC
CICN
0001373619
Steffens John
C/O SPRING MOUNTAIN CAPITAL, LP
65 EAST 55TH STREET, 33RD FLOOR
NEW YORK
NY
10022
1
0
1
0
Common Stock, $0.001 par value per share
2015-04-08
4
J
0
69505140
A
101767669
D
On April 8, 2015, the Reporting Person entered into an Exchage Agreement, pursuant to which the Reporting Person converted an aggregate of $6,950,514 of debt owed to him by the Issuer into 69,505,140 shares of of the Issuer's Common Stock, at a rate of $0.10 per share.
/s/ John L. Steffens
2015-04-10