0001140361-12-022482.txt : 20120502
0001140361-12-022482.hdr.sgml : 20120502
20120502174743
ACCESSION NUMBER: 0001140361-12-022482
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120425
FILED AS OF DATE: 20120502
DATE AS OF CHANGE: 20120502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GALLEN JONATHAN
CENTRAL INDEX KEY: 0001069726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26392
FILM NUMBER: 12806665
MAIL ADDRESS:
STREET 1: 450 PARK AVENUE
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CICERO INC
CENTRAL INDEX KEY: 0000945384
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 112920559
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8000 REGENCY PARKWAY
STREET 2: SUITE 542
CITY: CARY
STATE: NC
ZIP: 27518
BUSINESS PHONE: 9194612574
MAIL ADDRESS:
STREET 1: 8000 REGENCY PARKWAY
STREET 2: SUITE 542
CITY: CARY
STATE: NC
ZIP: 27518
FORMER COMPANY:
FORMER CONFORMED NAME: LEVEL 8 SYSTEMS INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ACROSS DATA SYSTEMS INC
DATE OF NAME CHANGE: 19950517
4
1
doc1.xml
FORM 4
X0305
4
2012-04-25
0
0000945384
CICERO INC
CICN
0001069726
GALLEN JONATHAN
C/O AHAB CAPITAL MANAGEMENT, INC.
299 PARK AVENUE, 17TH FLOOR
NEW YORK
NY
10171
0
0
1
0
Common Stock, par value $0.001 per share
2012-04-25
4
S
0
111600
0.18
D
9026573
I
By partnerships, corporations and various investment accounts
Common Stock, par value $0.001 per share
2012-04-26
4
S
0
258573
0.19
D
8768000
I
By partnerships, corporations and various investment accounts
Common Stock, par value $0.001 per share
2012-04-27
4
S
0
55600
0.17
D
8712400
I
By partnerships, corporations and various investment accounts
Common Stock, par value $0.001 per share
2012-04-30
4
S
0
45000
0.16
D
8667400
I
By partnerships, corporations and various investment accounts
As of April 30, 2012 (and after giving effect to the previous transactions set forth in Table 1 of this Form), Ahab Redemption Fund, L.P. ("Ahab"), Ahab Redemption Fund, Ltd. ("Redemption"), certain affiliated funds and one or more private investment accounts (the "Accounts") held in the aggregate 8,667,400 shares of common stock, par value $0.001 per share (the "Shares"), of Cicero, Inc., formerly Level 8 Systems, Inc. (the "Company"). All warrants previously reported as held by Ahab, Redemption, the affiliated funds and the Accounts have expired.
Jonathan Gallen possesses the sole power to vote and the sole power to direct the disposition of 8,567,400 Shares held by Ahab, Redemption, and the affiliated funds. In addition, Mr. Gallen possesses the sole power to direct the disposition of 100,000 Shares held by the Accounts. Accordingly, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934, as amended, Mr. Gallen is deemed to beneficially own 8,667,400 Shares. Mr. Gallen's interest in the securities reported herein is limited to the extent of his pecuniary interest in Ahab, Opportunities, the affiliated funds, and the Accounts, respectively, if any.
/s/ Jonathan Gallen
2012-05-02