-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lc3rpSuRXF0soiNqLTRRfomUDKXqMpSmaZhGa+taV4oGA7mX6Mj/IeV0ng489VGQ 3+QsfWUOSxkow0Q7lE5SCQ== 0001193125-08-137988.txt : 20080623 0001193125-08-137988.hdr.sgml : 20080623 20080623114614 ACCESSION NUMBER: 0001193125-08-137988 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080523 ITEM INFORMATION: Other Events FILED AS OF DATE: 20080623 DATE AS OF CHANGE: 20080623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: STOCKERYALE INC CENTRAL INDEX KEY: 0000094538 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 042114473 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-27372 FILM NUMBER: 08911524 BUSINESS ADDRESS: STREET 1: 32 HAMPSHIRE ROAD CITY: SALEM STATE: NH ZIP: 03079 BUSINESS PHONE: 6038938778 MAIL ADDRESS: STREET 1: 32 HAMPSHIRE ROAD CITY: SALEM STATE: NH ZIP: 03079 FORMER COMPANY: FORMER CONFORMED NAME: STOCKER & YALE INC DATE OF NAME CHANGE: 19950623 8-K 1 d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 23, 2008

 

 

StockerYale, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Massachusetts   000-27372   04-2114473

(State or other jurisdiction

of incorporation)

   (Commission File No.)  

(IRS Employer

Identification No.)

 

32 Hampshire Road, Salem,

New Hampshire

   03079
(Address of principal executive offices)   (Zip Code)

(603) 893-8778

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 8.01 Other Events

On May 23, 2008, StockerYale, Inc. (“StockerYale” or the “Company”) held its Special Meeting in Lieu of Annual Meeting of Shareholders (the “Meeting”), which Meeting had been adjourned from May 20, 2008.

At the Meeting, the following proposals were approved by the shareholders of StockerYale:

 

  1. To fix the number of directors comprising the Board of Directors of the Company at seven;

 

  2. To elect seven directors to serve until the next Annual Meeting of Shareholders and until their successors are duly elected and qualified;

 

  3. To amend the Company’s 2000 Employee Stock Purchase Plan to increase the number of shares of common stock of the Company reserved thereunder from 200,000 to 300,000;

 

  4. To authorize the Board of Directors, in its discretion, should it deem it to be appropriate and in the best interests of the Company and its shareholders, to amend the Company’s Articles of Organization or the Company’s Certificate of Incorporation, as the case may be, to effect a reverse stock split of the Company’s issued and outstanding shares of Common Stock by a ratio of between 1-for-2 and 1-for-8, inclusive, without further approval or authorization of the Company’s shareholders; and

 

  5. To ratify the appointment of Vitale, Caturano & Company, Ltd. as the Company’s independent registered public accounting firm for the current fiscal year

At the Meeting, the proposal to reincorporate StockerYale’s state of incorporation from the Commonwealth of Massachusetts to the State of Delaware was not approved by the shareholders of StockerYale.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  StockerYale, Inc.
Date: June 23, 2008   By:  

/s/ Mark W. Blodgett

    Mark W. Blodgett
    President, Chief Executive Officer and Chairman of the Board
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