8-K 1 v166980_8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 19, 2009

StockerYale, Inc.
(Exact name of registrant as specified in its charter)
   
 
   
Massachusetts
(State or other jurisdiction of incorporation)
 
000-27372
(Commission File No.)
 
04-2114473
(IRS Employer Identification No.)
         
32 Hampshire Road
Salem, New Hampshire
(Address of principal executive offices)
     
03079
(Zip Code)

(603) 893-8778
(Registrant’s telephone number, including area code)

Not Applicable
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 

 
 

Item 2.02.
Results of Operations and Financial Condition.
 
On November 19, 2009, StockerYale, Inc. (the “Company”) issued a press release reporting its results of operations for its fiscal third quarter ended September 30, 2009. A copy of the press release issued by the Company concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
 
The information set forth in this Item 2.02 and in Exhibit 99.1 hereto shall not be incorporated by reference into any filing of the Company, whether made before or after the date hereof, regardless of any general incorporation language in such filing, unless expressly incorporated by specific reference to such filing. The information set forth in this Item 2.02 and in Exhibit 99.1 hereto shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section or Sections 11 and 12(a)(2) of the Securities Act of 1933, as amended.

Item 9.01.
Financial Statements and Exhibits.
 
(d)
The exhibit listed in the Exhibit Index below is furnished with this report.
 
 
 

 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
  StockerYale, Inc.  
       
Date: November 19, 2009
By:
/s/ Timothy P. Losik  
    Timothy P. Losik  
    Chief Financial Officer and ChiefOperating Officer  
 
 
 

 
 
EXHIBIT INDEX
 
                      
Exhibit No.
Description
   
99.1
Press Release of StockerYale, Inc., dated November 19, 2009.