0001243716-20-000006.txt : 20200303 0001243716-20-000006.hdr.sgml : 20200303 20200303182119 ACCESSION NUMBER: 0001243716-20-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200301 FILED AS OF DATE: 20200303 DATE AS OF CHANGE: 20200303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOOLEY ROBERT CENTRAL INDEX KEY: 0001243716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13792 FILM NUMBER: 20684543 MAIL ADDRESS: STREET 1: C/O SYSTEMAX INC. STREET 2: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMAX INC CENTRAL INDEX KEY: 0000945114 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113262067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HARBOR PARK DR CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5166087000 MAIL ADDRESS: STREET 1: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL DIRECTMAIL CORP DATE OF NAME CHANGE: 19950509 4 1 wf-form4_158327766200043.xml FORM 4 X0306 4 2020-03-01 0 0000945114 SYSTEMAX INC SYX 0001243716 DOOLEY ROBERT C/O SYSTEMAX INC. 11 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 0 1 0 0 President, Industrial Prod GRP Common Stock 2020-03-01 5 A 0 E 5000 0 A 91241 D Common Stock 2020-03-01 5 F 0 E 1699 0 D 89542 D Common Stock 2020-03-02 5 A 0 E 637 16.66 A 86241 D Shares of common stock issued upon vesting ofrestricted stock units in accordance with the terms of a Restricted Stock Unit award originally granted on March 1, 2012 (the "2012 Restrictive Award"). Shares surrendered for payment of tax liability incident to vesting of the 2012 Restrictive Award. The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Systemax Inc. Employee Stock Purchase Plan ("ESPP") on March 2, 2020. This transaction is exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on September 3, 2019. The amount of non-derivative securities beneficially owned following the reported transactions on this Form 5 is 86,241, which includes 10,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 76,241 shares of common stock. /s/ Robert Dooley 2020-03-03