0001243716-20-000004.txt : 20200212 0001243716-20-000004.hdr.sgml : 20200212 20200212173215 ACCESSION NUMBER: 0001243716-20-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200210 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOOLEY ROBERT CENTRAL INDEX KEY: 0001243716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13792 FILM NUMBER: 20605715 MAIL ADDRESS: STREET 1: C/O SYSTEMAX INC. STREET 2: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMAX INC CENTRAL INDEX KEY: 0000945114 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113262067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HARBOR PARK DR CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5166087000 MAIL ADDRESS: STREET 1: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL DIRECTMAIL CORP DATE OF NAME CHANGE: 19950509 4 1 wf-form4_158154671880870.xml FORM 4 X0306 4 2020-02-10 0 0000945114 SYSTEMAX INC SYX 0001243716 DOOLEY ROBERT C/O SYSTEMAX INC. 11 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 0 1 0 0 President, Industrial Prod GRP Common Stock 2020-02-10 4 A 0 2334 0 A 88220 D Common Stock 2020-02-10 5 F 0 E 917 23.65 D 87303 D Employee Stock Option (right to buy) 23.65 2020-02-10 4 A 0 15090 0 A 2030-02-10 Common Stock 15090.0 15090 D Shares of common stock issued upon vesting of performance-based restricted stock units in accordance with the terms of a Performance-based Restricted Stock Unit award originally granted on January 7, 2019 (the "2019 Restrictive Award"). Shares surrendered for payment of tax liability incident to vesting of the 2019 Restrictive Award. The amount of non-derivative securities beneficially owned following the reported transactions on this Form 5 is 87,303, which includes 15,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 72,303 shares of common stock. The Employee Stock Option (right to buy) granted on February 10, 2020 have a four year vesting schedule with: 3,773 of the options vesting on the first anniversary date of the grant date; 3,773 of the options vesting on the second anniversary date of the grant date; 3,772 of the options vesting on the third anniversary date of the grant date; and 3,772 of the options vesting on the fourth anniversary date of the grant date. /s/ Robert Dooley by April Gruder, Attorney-in-Fact 2020-02-12