0001243716-18-000004.txt : 20181217 0001243716-18-000004.hdr.sgml : 20181217 20181217162038 ACCESSION NUMBER: 0001243716-18-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181213 FILED AS OF DATE: 20181217 DATE AS OF CHANGE: 20181217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOOLEY ROBERT CENTRAL INDEX KEY: 0001243716 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13792 FILM NUMBER: 181238359 MAIL ADDRESS: STREET 1: C/O SYSTEMAX INC. STREET 2: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYSTEMAX INC CENTRAL INDEX KEY: 0000945114 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113262067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11 HARBOR PARK DR CITY: PORT WASHINGTON STATE: NY ZIP: 11050 BUSINESS PHONE: 5166087000 MAIL ADDRESS: STREET 1: 11 HARBOR PARK DRIVE CITY: PORT WASHINGTON STATE: NY ZIP: 11050 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL DIRECTMAIL CORP DATE OF NAME CHANGE: 19950509 4 1 wf-form4_154508161969952.xml FORM 4 X0306 4 2018-12-13 0 0000945114 SYSTEMAX INC SYX 0001243716 DOOLEY ROBERT C/O SYSTEMAX INC. 11 HARBOR PARK DRIVE PORT WASHINGTON NY 11050 0 1 0 0 President, Industrial Prod GRP Common Stock 2018-12-13 4 M 0 25000 18.73 A 111380 D Common Stock 2018-12-13 4 S 0 25000 31 D 86380 D Common Stock 2018-12-14 4 M 0 4652 18.73 A 91032 D Common Stock 2018-12-14 4 S 0 4652 30.33 D 86380 D Employee Stock Option (right to buy) 18.73 2018-12-13 4 M 0 25000 0 D 2022-03-01 Common Stock 25000.0 25000 D Employee Stock Option (right to buy) 18.73 2018-12-14 4 M 0 4652 0 D 2022-03-01 Common Stock 4652.0 20348 D Cashless exercise of 25,000 options and immediate sale of 25,000 shares of common stock through broker of an award granted on March 1, 2012. The amount of non-derivative securities beneficially owned following the transaction on Table I is 86,380, which includes 20,000 unvested Restricted Stock Units that were granted on March 1, 2012 and 66,380 shares of common stock. Cashless exercise of 4,652 options and immediate sale of 4,652 shares of common stock through broker of an award granted on March 1, 2012. This transaction was executed in multiple trades at prices ranging from $30.30 to $30.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The options vest over a period of four years with 25% of the options vesting on the first, second, third and fourth anniversary dates of the grant date, which is March 1, 2012 /s/ Robert Dooley 2018-12-17